Filing Details

Accession Number:
0001181431-11-033762
Form Type:
5
Zero Holdings:
No
Publication Time:
2011-05-31 20:43:37
Reporting Period:
2010-12-31
Filing Date:
2011-05-31
Accepted Time:
2011-05-31 20:43:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
3197 Ceco Environmental Corp CECE Industrial & Commercial Fans & Blowers & Air Purifing Equip (3564) 132566064
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
897715 Phillip Dezwirek 2300 Yonge Street, Suite 1710
Toronto A6 M4P 1E4
Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-09-01 1,500 $5.82 592,212 No 4 P Direct
Common Stock Acquisiton 2010-09-02 500 $5.80 592,712 No 4 P Direct
Common Stock Acquisiton 2010-09-08 7,500 $5.57 600,212 No 4 P Direct
Common Stock Acquisiton 2010-09-09 1,600 $5.71 601,812 No 4 P Direct
Common Stock Acquisiton 2010-09-13 2,800 $5.73 604,612 No 4 P Direct
Common Stock Acquisiton 2010-09-14 2,000 $5.82 606,612 No 4 P Direct
Common Stock Acquisiton 2010-09-15 200 $5.76 606,812 No 4 P Direct
Common Stock Acquisiton 2010-09-16 2,600 $5.69 609,412 No 4 P Direct
Common Stock Acquisiton 2010-09-23 1,500 $5.96 610,912 No 4 P Direct
Common Stock Acquisiton 2010-09-28 4,000 $5.92 614,912 No 4 P Direct
Common Stock Acquisiton 2010-09-29 600 $5.94 615,512 No 4 P Direct
Common Stock Acquisiton 2010-09-30 2,500 $5.94 618,012 No 4 P Direct
Common Stock Acquisiton 2010-10-01 300 $5.95 618,312 No 4 P Direct
Common Stock Acquisiton 2010-10-04 6,700 $5.86 625,012 No 4 P Direct
Common Stock Acquisiton 2010-10-05 4,000 $5.96 629,012 No 4 P Direct
Common Stock Acquisiton 2010-10-06 2,800 $6.02 631,812 No 4 P Direct
Common Stock Acquisiton 2010-10-07 1,000 $6.27 632,812 No 4 P Direct
Common Stock Acquisiton 2010-11-15 99 $5.49 632,911 No 4 P Direct
Common Stock Acquisiton 2010-11-16 1,500 $5.32 634,411 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,700 Indirect By Retirement Account of spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Warrant (right to buy) $9.07 2006-12-28 2016-12-28 250,000 250,000 Indirect
Common Stock 6% Convertible Debenture (right to buy) $4.00 2009-11-26 2014-11-26 550,000 550,000 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-12-28 250,000 250,000 Indirect
2014-11-26 550,000 550,000 Indirect
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.80 to $5.83, inclusive. The reporting person undertakes to provide to CECO Environmental Corp., any security holder of CECO Environmental Corp., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes 1 through 16 in this Form 5.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.54 to $5.70, inclusive
  3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.70 to $5.71, inclusive
  4. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.55 to $5.77, inclusive.
  5. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.79 to $5.84, inclusive.
  6. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.65 to $5.87, inclusive.
  7. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.57 to $5.76, inclusive.
  8. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.95 to $5.96, inclusive.
  9. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.88 to $5.98, inclusive.
  10. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.94 to $5.95, inclusive.
  11. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.79 to $5.99, inclusive.
  12. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.90 to $5.98, inclusive.
  13. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.82 to $6.00, inclusive.
  14. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.87 to $6.00, inclusive.
  15. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.94 to $6.08, inclusive.
  16. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.29 to $5.34, inclusive.
  17. Filer is President of Icarus Investment Corp. and disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.