Filing Details
- Accession Number:
- 0001181431-11-033762
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2011-05-31 20:43:37
- Reporting Period:
- 2010-12-31
- Filing Date:
- 2011-05-31
- Accepted Time:
- 2011-05-31 20:43:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
3197 | Ceco Environmental Corp | CECE | Industrial & Commercial Fans & Blowers & Air Purifing Equip (3564) | 132566064 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
897715 | Phillip Dezwirek | 2300 Yonge Street, Suite 1710 Toronto A6 M4P 1E4 | Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-09-01 | 1,500 | $5.82 | 592,212 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-09-02 | 500 | $5.80 | 592,712 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-09-08 | 7,500 | $5.57 | 600,212 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-09-09 | 1,600 | $5.71 | 601,812 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-09-13 | 2,800 | $5.73 | 604,612 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-09-14 | 2,000 | $5.82 | 606,612 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-09-15 | 200 | $5.76 | 606,812 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-09-16 | 2,600 | $5.69 | 609,412 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-09-23 | 1,500 | $5.96 | 610,912 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-09-28 | 4,000 | $5.92 | 614,912 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-09-29 | 600 | $5.94 | 615,512 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-09-30 | 2,500 | $5.94 | 618,012 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-10-01 | 300 | $5.95 | 618,312 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-10-04 | 6,700 | $5.86 | 625,012 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-10-05 | 4,000 | $5.96 | 629,012 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-10-06 | 2,800 | $6.02 | 631,812 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-10-07 | 1,000 | $6.27 | 632,812 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-11-15 | 99 | $5.49 | 632,911 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-11-16 | 1,500 | $5.32 | 634,411 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,700 | Indirect | By Retirement Account of spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Warrant (right to buy) | $9.07 | 2006-12-28 | 2016-12-28 | 250,000 | 250,000 | Indirect |
Common Stock | 6% Convertible Debenture (right to buy) | $4.00 | 2009-11-26 | 2014-11-26 | 550,000 | 550,000 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-12-28 | 250,000 | 250,000 | Indirect |
2014-11-26 | 550,000 | 550,000 | Indirect |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.80 to $5.83, inclusive. The reporting person undertakes to provide to CECO Environmental Corp., any security holder of CECO Environmental Corp., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes 1 through 16 in this Form 5.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.54 to $5.70, inclusive
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.70 to $5.71, inclusive
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.55 to $5.77, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.79 to $5.84, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.65 to $5.87, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.57 to $5.76, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.95 to $5.96, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.88 to $5.98, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.94 to $5.95, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.79 to $5.99, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.90 to $5.98, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.82 to $6.00, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.87 to $6.00, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.94 to $6.08, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.29 to $5.34, inclusive.
- Filer is President of Icarus Investment Corp. and disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.