Filing Details
- Accession Number:
- 0001493152-22-006460
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-10 08:36:50
- Reporting Period:
- 2022-03-09
- Accepted Time:
- 2022-03-10 08:36:50
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
904534 | S Terren Peizer | C/O Acuitas Group Holdings, Llc 120 Colorado Avenue, #230 Santa Monica CA 90404 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-03-09 | 1,192,320 | $0.42 | 12,487,019 | No | 4 | P | Indirect | By Acuitas |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Acuitas |
Footnotes
- This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. The issuer's board of directors appointed Mr. Peizer as its Executive Chairman, effective as of February 26, 2021.
- The shares of Common Stock were purchased in 13 open market transactions for a range of prices from $0.38 to $0.43, which have been weighted and aggregated and reported on the line and rounded to the nearest thousandth.
- The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.