Filing Details

Accession Number:
0001181431-11-033753
Form Type:
5
Zero Holdings:
No
Publication Time:
2011-05-31 20:38:02
Reporting Period:
2010-12-31
Filing Date:
2011-05-31
Accepted Time:
2011-05-31 20:38:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
3197 Ceco Environmental Corp CECE Industrial & Commercial Fans & Blowers & Air Purifing Equip (3564) 132566064
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
897715 Phillip Dezwirek 2300 Yonge Street, Suite 1710
Toronto A6 M4P 1E4
Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2008-03-20 10,000 $6.78 950,596 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2008-03-24 20,000 $6.75 970,596 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2008-05-22 1,000 $7.33 971,596 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2008-05-30 20,000 $6.58 991,596 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2008-10-03 53,337 $3.85 1,044,933 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2008-10-08 11,000 $2.65 1,055,933 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2008-10-09 20,300 $2.70 1,076,233 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2008-10-09 313,061 $2.50 1,389,294 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2008-10-10 8,500 $2.43 1,397,794 No 4 P Indirect By Icarus Investment Corp.
Common Stock Disposition 2008-10-14 2,000 $3.77 1,395,794 No 4 S Indirect By Icarus Investment Corp.
Common Stock Disposition 2008-10-15 8,196 $3.67 1,387,598 No 4 S Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2008-10-23 100 $3.35 1,387,698 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2008-10-24 1,500 $2.72 1,389,198 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2008-10-28 2,000 $2.60 1,391,198 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2008-10-29 8,000 $2.57 1,399,198 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2008-10-30 400 $2.71 1,399,598 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2008-10-31 1,000 $2.76 1,400,598 No 4 P Indirect By Icarus Investment Corp.
Common Stock Disposition 2008-11-05 2,500 $3.32 1,398,098 No 4 S Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2008-11-11 56,448 $1.92 1,454,546 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2008-11-12 44,299 $1.74 1,498,845 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-01-08 200 $2.74 1,499,045 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-01-09 200 $2.97 1,499,245 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-02-02 100 $2.40 1,499,345 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-02-06 5,100 $2.55 1,504,445 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-02-09 3,000 $2.67 1,507,445 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-02-11 300 $2.80 1,507,745 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-02-12 17,000 $2.51 1,524,745 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-02-13 18,157 $2.79 1,542,902 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-02-18 11,986 $2.72 1,554,888 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-02-19 9,806 $2.35 1,564,694 No 4 P Indirect By Icarus Investment Corp.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 S Indirect By Icarus Investment Corp.
No 4 S Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 S Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.75 to $6.80, inclusive. The reporting person undertakes to provide to CECO Environmental Corp., any security holder of CECO Environmental Corp., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold or purchased, as applicable, at each separate price within the ranges set forth in footnotes 1 through 5, footnote 7, and footnotes 9 through 22 to this Form 5.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.50 to $6.65, inclusive.
  3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.72 to $4.14, inclusive.
  4. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.65 to $2.70, inclusive.
  5. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.62 to $2.70, inclusive.
  6. This transaction was originally reported as purchased by filer directly, instead of indirectly by Icarus Investment Corp., in a Form 4 filed October 10, 2008.
  7. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.40 to $2.50, inclusive.
  8. In connection with this transaction, Icarus Investment Corp. has voluntarily remitted appropriate profits to CECO Environmental Corp., pursuant to Section 16(b) of the Securities Exchange Act of 1934.
  9. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.65 to $3.76, inclusive.
  10. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.66 to $2.86, inclusive.
  11. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.49 to $2.71, inclusive.
  12. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.40 to $2.80, inclusive.
  13. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.76 to $2.77, inclusive.
  14. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.81 to $1.98, inclusive.
  15. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.65 to $1.80, inclusive.
  16. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.47 to $2.59, inclusive.
  17. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.58 to $2.74, inclusive.
  18. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.70 to $2.85, inclusive.
  19. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.45 to $2.63, inclusive.
  20. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.63 to $2.94, inclusive.
  21. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.63 to $2.77, inclusive.
  22. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.30 to $2.55, inclusive.
  23. Filer is President of Icarus Investment Corp. and disclaims beneficial ownership of these securities except to the extent of his pecuniary interest, if any, therein.