Filing Details

Accession Number:
0001181431-11-033752
Form Type:
5
Zero Holdings:
No
Publication Time:
2011-05-31 20:36:59
Reporting Period:
2010-12-31
Filing Date:
2011-05-31
Accepted Time:
2011-05-31 20:36:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
3197 Ceco Environmental Corp CECE Industrial & Commercial Fans & Blowers & Air Purifing Equip (3564) 132566064
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
897715 Phillip Dezwirek 2300 Yonge Street, Suite 1710
Toronto A6 M4P 1E4
Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2008-09-16 1,100 $4.50 435,915 No 4 P Direct
Common Stock Acquisiton 2008-09-23 4,000 $4.51 439,915 No 4 P Direct
Common Stock Acquisiton 2008-09-24 4,900 $4.50 444,815 No 4 P Direct
Common Stock Acquisiton 2008-09-26 13,657 $4.14 458,472 No 4 P Direct
Common Stock Acquisiton 2008-09-29 12,767 $3.88 471,239 No 4 P Direct
Common Stock Acquisiton 2008-09-30 38,070 $3.83 509,309 No 4 P Direct
Common Stock Acquisiton 2008-10-01 2,000 $4.03 511,309 No 4 P Direct
Common Stock Acquisiton 2008-10-02 500 $4.14 511,809 No 4 P Direct
Common Stock Acquisiton 2008-11-21 15,000 $1.95 526,809 No 4 P Direct
Common Stock Acquisiton 2008-12-09 5,000 $2.47 531,809 No 4 P Direct
Common Stock Acquisiton 2008-12-19 100 $2.57 531,909 No 4 P Direct
Common Stock Acquisiton 2009-01-15 2,500 $2.58 534,409 No 4 P Direct
Common Stock Acquisiton 2009-05-11 2,000 $3.93 536,409 No 4 P Direct
Common Stock Acquisiton 2009-05-29 6,000 $3.32 542,409 No 4 P Direct
Common Stock Disposition 2009-05-29 4,000 $3.52 538,409 No 4 S Direct
Common Stock Disposition 2009-06-03 5,000 $3.40 533,409 No 4 S Direct
Common Stock Disposition 2009-06-04 2,500 $3.58 530,909 No 4 S Direct
Common Stock Acquisiton 2010-03-29 10,095 $3.49 571,004 No 4 P Direct
Common Stock Acquisiton 2010-04-08 3,996 $3.73 575,000 No 4 P Direct
Common Stock Acquisiton 2010-05-17 9,878 $4.74 584,878 No 4 P Direct
Common Stock Acquisiton 2010-06-11 500 $4.60 585,378 No 4 P Direct
Common Stock Acquisiton 2010-06-14 434 $4.83 585,812 No 4 P Direct
Common Stock Acquisiton 2010-06-15 1,000 $5.00 586,812 No 4 P Direct
Common Stock Acquisiton 2010-06-16 1,100 $5.03 587,912 No 4 P Direct
Common Stock Acquisiton 2010-08-18 1,000 $5.85 588,912 No 4 P Direct
Common Stock Acquisiton 2010-08-23 600 $5.83 589,512 No 4 P Direct
Common Stock Acquisiton 2010-08-25 500 $5.63 590,012 No 4 P Direct
Common Stock Acquisiton 2010-08-27 500 $5.88 590,512 No 4 P Direct
Common Stock Acquisiton 2010-08-30 200 $5.81 590,712 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.48 to $4.53, inclusive. The reporting person undertakes to provide to CECO Environmental Corp., any security holder of CECO Environmental Corp., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold or purchased, as applicable, at each separate price within the ranges set forth in footnotes 1 through 12 and footnotes 14 through 22 in this Form 5.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.50 to $4.55, inclusive.
  3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.35 to $4.75, inclusive.
  4. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.08 to $4.18, inclusive.
  5. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.75 to $3.90, inclusive.
  6. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.72 to $3.98, inclusive.
  7. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.97 to $4.07, inclusive.
  8. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.79 to $2.00, inclusive.
  9. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.45 to $2.53, inclusive.
  10. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.91 to $3.94, inclusive.
  11. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.30 to 3.41, inclusive.
  12. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.45 to $3.59, inclusive.
  13. In connection with this transaction, filer has voluntarily remitted appropriate profits to CECO Environmental Corp., pursuant to Section 16(b) of the Securities Exchange Act of 1934.
  14. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.41 to $3.55, inclusive.
  15. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.50 to $4.30, inclusive.
  16. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.65 to $4.85, inclusive.
  17. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.00 to $5.01, inclusive.
  18. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.98 to $5.03, inclusive.
  19. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.82 to $5.89, inclusive.
  20. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.70 to $5.86, inclusive.
  21. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.87 to $5.88, inclusive.
  22. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.80 to $5.83, inclusive.