Filing Details

Accession Number:
0001181431-11-033749
Form Type:
5
Zero Holdings:
No
Publication Time:
2011-05-31 20:35:02
Reporting Period:
2010-12-31
Filing Date:
2011-05-31
Accepted Time:
2011-05-31 20:35:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
3197 Ceco Environmental Corp CECE Industrial & Commercial Fans & Blowers & Air Purifing Equip (3564) 132566064
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
946589 Jason Dezwirek 2300 Yonge Street, Suite 1710
Toronto A6 M4P 1E4
Secretary Yes Yes Yes No
1298063 Icarus Investment Corp. 2300 Yonge Street, Suite 1710
Toronto A6 M4P 1E4
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-01-04 2,246 $4.04 1,815,732 No 4 P Direct
Common Stock Acquisiton 2010-01-06 500 $4.08 1,816,232 No 4 P Direct
Common Stock Acquisiton 2010-01-07 6,095 $4.06 1,822,327 No 4 P Direct
Common Stock Acquisiton 2010-01-08 6,200 $4.06 1,828,527 No 4 P Direct
Common Stock Acquisiton 2010-01-11 805 $4.00 1,829,332 No 4 P Direct
Common Stock Acquisiton 2010-01-19 1,484 $3.88 1,830,816 No 4 P Direct
Common Stock Acquisiton 2010-01-20 2,499 $3.90 1,833,315 No 4 P Direct
Common Stock Acquisiton 2010-01-21 285 $3.86 1,833,600 No 4 P Direct
Common Stock Acquisiton 2010-01-22 5,116 $3.79 1,838,716 No 4 P Direct
Common Stock Acquisiton 2010-01-26 500 $3.80 1,839,216 No 4 P Direct
Common Stock Acquisiton 2010-01-27 5,000 $3.59 1,844,216 No 4 P Direct
Common Stock Acquisiton 2010-01-28 25,900 $3.69 1,870,116 No 4 P Direct
Common Stock Acquisiton 2010-01-29 5,367 $3.70 1,875,483 No 4 P Direct
Common Stock Acquisiton 2010-02-01 5,100 $3.76 1,880,583 No 4 P Direct
Common Stock Acquisiton 2010-02-02 500 $3.78 1,881,083 No 4 P Direct
Common Stock Acquisiton 2010-02-03 7,303 $3.73 1,888,386 No 4 P Direct
Common Stock Acquisiton 2010-02-04 5,130 $3.74 1,893,516 No 4 P Direct
Common Stock Acquisiton 2010-02-05 14,078 $3.66 1,907,594 No 4 P Direct
Common Stock Acquisiton 2010-02-08 5,000 $3.77 1,912,594 No 4 P Direct
Common Stock Acquisiton 2010-02-09 13,230 $3.69 1,925,824 No 4 P Direct
Common Stock Acquisiton 2010-02-10 1,600 $3.71 1,927,424 No 4 P Direct
Common Stock Acquisiton 2010-02-11 5,500 $3.76 1,932,924 No 4 P Direct
Common Stock Acquisiton 2010-02-12 1,000 $3.78 1,933,924 No 4 P Direct
Common Stock Acquisiton 2010-02-16 5,618 $3.79 1,939,542 No 4 P Direct
Common Stock Acquisiton 2010-02-17 2,500 $4.00 1,942,042 No 4 P Direct
Common Stock Acquisiton 2010-02-18 1,100 $3.93 1,943,142 No 4 P Direct
Common Stock Acquisiton 2010-02-19 500 $3.91 1,943,642 No 4 P Direct
Common Stock Acquisiton 2010-02-23 2,100 $3.82 1,945,742 No 4 P Direct
Common Stock Acquisiton 2010-02-24 2,700 $3.80 1,948,442 No 4 P Direct
Common Stock Acquisiton 2010-02-25 100 $3.79 1,948,542 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.01 to $4.10, inclusive. The reporting person undertakes to provide to CECO Environmental Corp., any security holder of CECO Environmental Corp., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes 1 through 26 in this Form 5.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.00 to $4.14, inclusive.
  3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.03 to $4.15, inclusive.
  4. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.82 to $3.91, inclusive.
  5. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.82 to $3.99, inclusive.
  6. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.85 to $3.88, inclusive.
  7. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.79 to $3.82, inclusive.
  8. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.80 to $3.82, inclusive.
  9. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.57 to $3.59, inclusive.
  10. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.63 to $3.78, inclusive.
  11. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.61 to $3.91, inclusive.
  12. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.70 to $3.90, inclusive.
  13. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.69 to $3.79, inclusive.
  14. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.66 to $3.80, inclusive.
  15. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.62 to $3.73, inclusive.
  16. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.74 to $3.80, inclusive.
  17. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.63 to $3.76, inclusive.
  18. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.69 to $3.75, inclusive.
  19. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.73 to $3.79, inclusive.
  20. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.76 to $3.79, inclusive.
  21. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.78 to $3.85, inclusive.
  22. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.95 to $4.04, inclusive.
  23. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.81 to $3.94, inclusive.
  24. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.90 to $3.92, inclusive.
  25. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.78 to $3.86, inclusive.
  26. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.75 - $3.90, inclusive.
  27. These securities are owned directly by Icarus Investment Corp., a ten percent owner of the issuer, and indirectly by Jason DeZwirek as an officer of the corporation. Jason DeZwirek is a director, officer (secretary), and ten percent owner of the issuer.