Filing Details

Accession Number:
0001181431-11-033748
Form Type:
5
Zero Holdings:
No
Publication Time:
2011-05-31 20:34:11
Reporting Period:
2010-12-31
Filing Date:
2011-05-31
Accepted Time:
2011-05-31 20:34:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
3197 Ceco Environmental Corp CECE Industrial & Commercial Fans & Blowers & Air Purifing Equip (3564) 132566064
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
946589 Jason Dezwirek 2300 Yonge Street, Suite 1710
Toronto A6 M4P 1E4
Secretary Yes Yes Yes No
1298063 Icarus Investment Corp. 2300 Yonge Street, Suite 1710
Toronto A6 M4P 1E4
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2009-10-09 113 $4.17 1,754,860 No 4 S Direct
Common Stock Disposition 2009-10-12 926 $4.19 1,753,934 No 4 S Direct
Common Stock Disposition 2009-10-14 5,786 $4.20 1,748,148 No 4 S Direct
Common Stock Disposition 2009-10-15 5,000 $4.19 1,743,148 No 4 S Direct
Common Stock Disposition 2009-10-19 2,000 $4.23 1,741,148 No 4 S Direct
Common Stock Disposition 2009-10-20 2,000 $4.23 1,739,148 No 4 S Direct
Common Stock Disposition 2009-10-22 2,000 $4.05 1,737,148 No 4 S Direct
Common Stock Acquisiton 2009-11-04 25,390 $3.30 1,762,538 No 4 P Direct
Common Stock Acquisiton 2009-11-05 4,800 $3.56 1,767,338 No 4 P Direct
Common Stock Acquisiton 2009-11-06 8,050 $3.52 1,775,388 No 4 P Direct
Common Stock Acquisiton 2009-11-09 8,000 $3.76 1,783,388 No 4 P Direct
Common Stock Acquisiton 2009-11-16 3,000 $3.80 1,786,388 No 4 P Direct
Common Stock Acquisiton 2009-11-19 5,000 $3.77 1,791,388 No 4 P Direct
Common Stock Acquisiton 2009-11-20 500 $3.88 1,791,888 No 4 P Direct
Common Stock Acquisiton 2009-11-23 3,500 $3.75 1,795,388 No 4 P Direct
Common Stock Acquisiton 2009-11-27 969 $4.10 1,796,357 No 4 P Direct
Common Stock Acquisiton 2009-11-30 1,500 $4.18 1,797,857 No 4 P Direct
Common Stock Acquisiton 2009-12-03 3,500 $4.10 1,801,357 No 4 P Direct
Common Stock Acquisiton 2009-12-04 2,000 $4.09 1,803,357 No 4 P Direct
Common Stock Acquisiton 2009-12-08 1,429 $4.13 1,804,786 No 4 P Direct
Common Stock Disposition 2009-12-09 2,000 $4.20 1,802,786 No 4 S Direct
Common Stock Acquisiton 2009-12-11 500 $4.14 1,803,286 No 4 P Direct
Common Stock Acquisiton 2009-12-15 1,000 $4.00 1,804,286 No 4 P Direct
Common Stock Acquisiton 2009-12-16 4,000 $4.13 1,808,286 No 4 P Direct
Common Stock Acquisiton 2009-12-17 100 $4.10 1,808,386 No 4 P Direct
Common Stock Acquisiton 2009-12-18 1,600 $4.04 1,809,986 No 4 P Direct
Common Stock Acquisiton 2009-12-21 2,000 $4.03 1,811,986 No 4 P Direct
Common Stock Acquisiton 2009-12-22 200 $4.00 1,812,186 No 4 P Direct
Common Stock Acquisiton 2009-12-23 1,050 $3.99 1,813,236 No 4 P Direct
Common Stock Acquisiton 2009-12-28 250 $3.95 1,813,486 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 S Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. In connection with this transaction, Incarus Investment Corp. has voluntarily remitted appropriate profits to CECO Environmental Corp., pursuant to Section 16(b) of the Securities Exchange Act of 1934.
  2. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.18 to $4.21, inclusive. The reporting person undertakes to provide to CECO Environmental Corp., any security holder of CECO Environmental Corp., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold or purchased, as applicable, at each separate price within the ranges set forth in footnotes 2 through 18 in this Form 5.
  3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.15 to $3.48, inclusive.
  4. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.45 to $3.64, inclusive.
  5. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.43 to $3.59, inclusive.
  6. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.73 to $4.05, inclusive.
  7. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.71 to $3.90, inclusive.
  8. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.76 to $3.77, inclusive.
  9. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.88 to $3.90, inclusive.
  10. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.10 to $4.25, inclusive.
  11. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.07 to $4.20, inclusive.
  12. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.08 to $4.09, inclusive.
  13. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.05 to $4.16, inclusive.
  14. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.99 to $4.00, inclusive.
  15. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.10 to $4.15, inclusive.
  16. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.01 to $4.05, inclusive.
  17. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.99 to $4.11, inclusive.
  18. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.95 to $4.01, inclusive.
  19. These securities are owned directly by Icarus Investment Corp., a ten percent owner of the issuer, and indirectly by Jason DeZwirek as an officer of the corporation. Jason DeZwirek is a director, officer (secretary), and ten percent owner of the issuer.