Filing Details

Accession Number:
0001181431-11-033745
Form Type:
5
Zero Holdings:
No
Publication Time:
2011-05-31 20:30:39
Reporting Period:
2010-12-31
Filing Date:
2011-05-31
Accepted Time:
2011-05-31 20:30:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
3197 Ceco Environmental Corp CECE Industrial & Commercial Fans & Blowers & Air Purifing Equip (3564) 132566064
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
946589 Jason Dezwirek 2300 Yonge Street, Suite 1710
Toronto A6 M4P 1E4
Secretary Yes Yes Yes No
1298063 Icarus Investment Corp. 2300 Yonge Street, Suite 1710
Toronto A6 M4P 1E4
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2008-03-20 10,000 $6.78 950,596 No 4 P Direct
Common Stock Acquisiton 2008-03-24 20,000 $6.75 970,596 No 4 P Direct
Common Stock Acquisiton 2008-05-22 1,000 $7.33 971,596 No 4 P Direct
Common Stock Acquisiton 2008-05-30 20,000 $6.58 991,596 No 4 P Direct
Common Stock Acquisiton 2008-10-03 53,337 $3.85 1,044,933 No 4 P Direct
Common Stock Acquisiton 2008-10-08 11,000 $2.65 1,055,933 No 4 P Direct
Common Stock Acquisiton 2008-10-09 20,300 $2.70 1,076,233 No 4 P Direct
Common Stock Acquisiton 2008-10-09 313,061 $2.50 1,389,294 No 4 P Direct
Common Stock Acquisiton 2008-10-10 8,500 $2.43 1,397,794 No 4 P Direct
Common Stock Disposition 2008-10-14 2,000 $3.77 1,395,794 No 4 S Direct
Common Stock Disposition 2008-10-15 8,196 $3.67 1,387,598 No 4 S Direct
Common Stock Acquisiton 2008-10-23 100 $3.35 1,387,698 No 4 P Direct
Common Stock Acquisiton 2008-10-24 1,500 $2.72 1,389,198 No 4 P Direct
Common Stock Acquisiton 2008-10-28 2,000 $2.60 1,391,198 No 4 P Direct
Common Stock Acquisiton 2008-10-29 8,000 $2.57 1,399,198 No 4 P Direct
Common Stock Acquisiton 2008-10-30 400 $2.71 1,399,598 No 4 P Direct
Common Stock Acquisiton 2008-10-31 1,000 $2.76 1,400,598 No 4 P Direct
Common Stock Disposition 2008-11-05 2,500 $3.32 1,398,098 No 4 S Direct
Common Stock Acquisiton 2008-11-11 56,448 $1.92 1,454,546 No 4 P Direct
Common Stock Acquisiton 2008-11-12 44,299 $1.74 1,498,845 No 4 P Direct
Common Stock Acquisiton 2009-01-08 200 $2.74 1,499,045 No 4 P Direct
Common Stock Acquisiton 2009-01-09 200 $2.97 1,499,245 No 4 P Direct
Common Stock Acquisiton 2009-02-02 100 $2.40 1,499,345 No 4 P Direct
Common Stock Acquisiton 2009-02-06 5,100 $2.55 1,504,445 No 4 P Direct
Common Stock Acquisiton 2009-02-09 3,000 $2.67 1,507,445 No 4 P Direct
Common Stock Acquisiton 2009-02-11 300 $2.80 1,507,745 No 4 P Direct
Common Stock Acquisiton 2009-02-12 17,000 $2.51 1,524,745 No 4 P Direct
Common Stock Acquisiton 2009-02-13 18,157 $2.79 1,542,902 No 4 P Direct
Common Stock Acquisiton 2009-02-18 11,986 $2.72 1,554,888 No 4 P Direct
Common Stock Acquisiton 2009-02-19 9,806 $2.35 1,564,694 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 S Direct
No 4 S Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 S Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.75 to $6.80, inclusive. The reporting person undertakes to provide to CECO Environmental Corp., any security holder of CECO Environmental Corp., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold or purchased, as applicable, at each separate price within the ranges set forth in footnotes 1 through 5, footnote 7 and footnotes 9 through 22 to this Form 5.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.50 to $6.65, inclusive.
  3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.72 to $4.14, inclusive.
  4. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.65 to $2.70, inclusive.
  5. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.62 to $2.70, inclusive.
  6. This transaction was originally reported as purchased by Phillip DeZwirek directly instead of by Icarus Investment Corp. in a Form 4 filed October 10, 2008.
  7. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.40 to $2.50, inclusive.
  8. In connection with this transaction, Icarus Investment Corp. has voluntarily remitted appropriate profits to CECO Environmental Corp., pursuant to Section 16(b) of the Securities Exchange Act of 1934.
  9. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.65 to $3.76, inclusive.
  10. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.66 to $2.86, inclusive.
  11. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.49 to $2.71, inclusive.
  12. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.40 to $2.80, inclusive.
  13. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.76 to $2.77, inclusive.
  14. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.81 to $1.98, inclusive.
  15. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.65 to $1.80, inclusive.
  16. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.47 to $2.59, inclusive.
  17. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.58 to $2.74, inclusive.
  18. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.70 to $2.85, inclusive.
  19. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.45 to $2.63, inclusive.
  20. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.63 to $2.94, inclusive.
  21. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.63 to $2.77, inclusive.
  22. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.30 to $2.55, inclusive.
  23. These securities are owned directly by Icarus Investment Corp., a ten percent owner of the issuer, and indirectly by Jason DeZwirek as an officer of the corporation. Jason DeZwirek is a director, officer (secretary), and ten percent owner of the issuer.