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Filing Details

Accession Number:: 0001016281-22-000048
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-03-09 18:00:08
Reporting Period:: 2022-03-07

Accepted Time:: 2022-03-09 18:00:08
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1016281	Carriage Services Inc	CSV	Services-Personal Services (7200)	760423828

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1427418	R Shawn Phillips	3040 Post Oak Blvd. Suite 300 Houston TX 77056		No	No	No	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2022-03-07	4,000	$20.06	105,789	No	4	M	Direct
Common Stock	Disposition	2022-03-07	2,760	$51.16	103,029	No	4	F	Direct
Common Stock	Disposition	2022-03-07	1,201	$51.16	101,828	No	4	S	Direct
Common Stock	Acquisiton	2022-03-07	3,000	$20.06	104,828	No	4	M	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	M	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Options	Disposition	2022-03-07	4,000	$0.00	4,000	$20.06
Common Stock	Stock Options	Disposition	2022-03-07	3,000	$0.00	3,000	$20.06

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
12,700		2026-02-23	No	4	M	Direct
9,700		2026-02-23	No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Options	$49.48	2032-02-23	25,000	25,000	Direct
Common Stock	Performance Award	$0.00	2024-12-31	32,778	32,778	Direct
Common Stock	Stock Options	$34.79	2031-02-17	50,000	50,000	Direct
Common Stock	Stock Options	$25.43	2028-02-14	16,610	16,610	Direct
Common Stock	Stock Options	$26.54	2027-03-21	38,600	38,600	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2032-02-23	25,000	25,000	Direct
2024-12-31	32,778	32,778	Direct
2031-02-17	50,000	50,000	Direct
2028-02-14	16,610	16,610	Direct
2027-03-21	38,600	38,600	Direct

Footnotes

Represents shares withheld on 3/7/2022 to cover the option price and taxes associated with the exercise of stock options.
Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/5 on 2/23/2017, 2/23/2018, 2/23/2019, 2/23/2020 and 2/23/2021. 7,000 options were exercised on 3/7/2022. These stock options expire on 2/23/2026.
Stock Options granted on 2/23/2022 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan that will vest in equal increments each year over the next seven years. These options expire on 2/23/2032.
Represents performance awards, payable in shares on December 31, 2024 granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) on December 31, 2024 provided that the Company's common stock reaches one of five pre-determined growth targets for a sustained period beginning on the grant date of May 19, 2020 and ending on December 31, 2024.
Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which vested 20% on 2/17/2022 and that will vest in equal 20% increments each year over the next four years. These options expire on 2/17/2031.
Stock Options granted pursuant to the Carriage Services, Inc. 2017 Omnibus Plan which vested 1/5 on 2/14/2019, 2/14/2020, 2/14/2021, 2/14/2022 and 1/5 will vest on 2/14/2023. The options expire on 2/14/2028.
Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/5 on 3/21/2018, 3/21/2019, 3/21/2020, 3/21/2021 and 1/5 will vest on 3/21/2022. These stock options expire on 3/21/2027.