Filing Details

Accession Number:
0001209191-22-017618
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-03-09 17:10:42
Reporting Period:
2022-03-07
Accepted Time:
2022-03-09 17:10:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1274173 Janus Henderson Group Plc JHG () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
928265 Nelson Peltz 223 Sunset Avenue
Suite 223
Palm Beach FL 33480
Yes No Yes No
1345471 Trian Fund Management, L.p. 280 Park Avenue
41St Floor
New York NY 10017
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-03-07 691,306 $30.02 28,963,954 No 4 P Indirect Please see explanation below
Common Stock Acquisiton 2022-03-08 308,260 $30.66 29,272,214 No 4 P Indirect Please see explanation below
Common Stock Acquisiton 2022-03-09 500,434 $31.91 29,772,648 No 4 P Indirect Please see explanation below
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Please see explanation below
No 4 P Indirect Please see explanation below
No 4 P Indirect Please see explanation below
Footnotes
  1. The price shown in Column 4 is a weighted average sale price. The price range for the sale is $29.46 to $30.25. The Reporting Personsundertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
  2. Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners AM Holdco II, Ltd. ("Trian AM Holdco II") and as such determines the investment and voting decisions of Trian AM Holdco II with respect to the shares of the Issuer held by it. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of Trian AM Holdco II. Accordingly, Mr. Peltz and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian AM Holdco II.
  3. (FN 2, contd.) The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer.
  4. The price shown in Column 4 is a weighted average sale price. The price range for the sale is $29.69 to $31.00. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  5. The price shown in Column 4 is a weighted average sale price. The price range for the sale is $31.42 to $32.00. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.