Filing Details

Accession Number:
0001771515-22-000037
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-03-09 16:26:42
Reporting Period:
2022-03-07
Accepted Time:
2022-03-09 16:26:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1771515 Grocery Outlet Holding Corp. GO Retail-Grocery Stores (5411) 471874201
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1779772 B. Pamela Burke C/O Grocery Outlet Holding Corp.,
5650 Hollis Street
Emeryville CA 94608
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-03-07 29,000 $11.64 57,108 No 4 M Direct
Common Stock Disposition 2022-03-07 29,000 $29.62 28,108 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2022-03-07 29,000 $0.00 29,000 $11.64
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,105 2028-12-26 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.600 to $29.745, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
  2. These stock options were granted on December 26, 2018 covering 49,105 shares and vest in five equal installments on each of the first five anniversaries of the grant date.