Filing Details
- Accession Number:
- 0001413753-11-000096
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-31 19:53:17
- Reporting Period:
- 2011-05-31
- Filing Date:
- 2011-05-31
- Accepted Time:
- 2011-05-31 19:53:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 88941 | Semtech Corp | SMTC | Semiconductors & Related Devices (3674) | 952119684 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1336929 | Alain Dantec | 200 Flynn Road Camarillo CA 93012-8790 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-31 | 30,000 | $15.54 | 41,827 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-05-31 | 25,000 | $16.14 | 66,827 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-05-31 | 25,000 | $13.15 | 91,827 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-31 | 80,000 | $28.16 | 11,827 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-05-31 | 30,000 | $0.00 | 30,000 | $15.54 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-05-31 | 25,000 | $0.00 | 25,000 | $16.14 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-05-31 | 25,000 | $0.00 | 25,000 | $13.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-09-29 | No | 4 | M | Direct | |
| 0 | 2018-06-06 | No | 4 | M | Direct | |
| 0 | 2019-02-28 | No | 4 | M | Direct |
Footnotes
- This price represents the weighted average of all sales for this day. The prices ranged from $28.0100 to $28.3600. Price and share details are available upon request.
- This option vested in four equal annual installments beginning on September 29, 2006.
- This option vested in three approximately equal annual installments beginning on June 6, 2008.
- This option vested in three approximately equal annual installments beginning on February 28, 2009.
Billionaire Hedge Funds
