Filing Details

Accession Number:
0001553350-22-000209
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2022-03-09 16:00:14
Reporting Period:
2021-09-13
Accepted Time:
2022-03-09 16:00:14
Original Submission Date:
2021-09-14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
788920 Pro Dex Inc PDEX Surgical & Medical Instruments & Apparatus (3841) 841261240
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1797788 Kramer Marie Katrina Philp 2361 Mcgaw Avenue
Irvine CA 92614
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-09-13 4,000 $24.41 10,796 No 4 P Indirect By Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Spouse
Footnotes
  1. On September 14, 2021, the reporting person filed a Form 4 that inadvertently reported that her spouse acquired 3,468 shares of the issuer's common stock on September 13, 2021 at a weighted average exercise price of $24.41 per share and that, following that acquisition, she beneficially owned 10,264 shares of the issuer's common stock. In fact, as reported in this amendment, the reporting person's spouse acquired 4,000 shares of the issuer's common stock on that same date and at that same weighted average exercise price, resulting in the reporting person beneficially owning 10,796 shares of the issuer's common stock.
  2. The price reported on Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $24.04 to $25.00, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form.