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Filing Details

Accession Number:: 0001140361-22-008501
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-03-08 20:01:10
Reporting Period:: 2021-11-01

Accepted Time:: 2022-03-08 20:01:10
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
914208	Invesco Ltd.	IVZ	()	MA

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
225602	Massachusetts Mutual Life Insurance Co	1295 State Street Springfield MA 01111		No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Shares	Acquisiton	2021-11-01	7,582	$26.15	7,582	No	4	P	Direct
Common Shares	Acquisiton	2022-03-04	1,349,650	$19.01	1,357,232	No	4	P	Direct
Common Shares	Acquisiton	2022-03-07	1,378,433	$18.65	2,735,665	No	4	P	Direct
Common Shares	Acquisiton	2022-03-08	1,065,944	$19.40	3,801,609	No	4	P	Direct
Common Shares	Acquisiton	2022-03-08	312,489	$19.77	4,114,098	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Shares	75,563,041	Indirect	See footnote

Footnotes

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $26.11 to $26.20 per share, inclusive. The Reporting Person undertakes to provide to Invesco Ltd., any security holder of Invesco Ltd., or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
These securities are held directly by Massachusetts Mutual Life Insurance Company.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.73 to $19.23 per share, inclusive. The Reporting Person undertakes to provide to Invesco Ltd., any security holder of Invesco Ltd., or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.42 to $18.84 per share, inclusive. The Reporting Person undertakes to provide to Invesco Ltd., any security holder of Invesco Ltd., or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.74 to $19.735 per share, inclusive. The Reporting Person undertakes to provide to Invesco Ltd., any security holder of Invesco Ltd., or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.74 to $19.86 per share, inclusive. The Reporting Person undertakes to provide to Invesco Ltd., any security holder of Invesco Ltd., or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
These securities are held directly by MM Asset Management Holding LLC. MassMutual Holding LLC is the sole owner of MM Asset Management Holding LLC. Massachusetts Mutual Life Insurance Company is the sole owner of MassMutual Holding LLC.