Filing Details
- Accession Number:
- 0001209191-22-017252
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-08 18:33:44
- Reporting Period:
- 2022-03-04
- Accepted Time:
- 2022-03-08 18:33:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1591587 | Assetmark Financial Holdings Inc. | AMK | Investment Advice (6282) | 300774039 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1782587 | Grace Natalie Wolfsen | C/O Assetmark Financial Holdings, Inc. 1655 Grant Street, 10Th Floor Concord CA 94520 | Evp, Chief Executive Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2022-03-04 | 5,075 | $22.30 | 392,025 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- Reflects the number of shares of Common Stock that were sold to satisfy tax withholding requirements on vesting of restricted stock units pursuant to mandatory "sell to cover" provisions contained in the Reporting Person's RSU Agreement, and does not represent a discretionary sale by the Reporting Person. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees.
Billionaire Hedge Funds
