Filing Details
- Accession Number:
- 0001723596-22-000100
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-08 16:58:23
- Reporting Period:
- 2022-03-04
- Accepted Time:
- 2022-03-08 16:58:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1723596 | Columbia Financial Inc. | CLBK | Savings Institution, Federally Chartered (6035) | 223504946 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1752640 | Katz Allyson Schlesinger | 19-01 Route 208 North Fair Lawn NJ 07410 | Evp & Head Of Consumer Banking | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-03-04 | 964 | $21.41 | 7,677 | No | 4 | A | Indirect | By Stock-Based Deferral Plan |
Common Stock | Acquisiton | 2022-03-04 | 2,344 | $21.36 | 22,342 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Indirect | By Stock-Based Deferral Plan |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,418 | Indirect | By ESOP |
Common Stock | 2,282 | Indirect | By SERP |
Common Stock | 2,810 | Indirect | By SIM |
Common Stock | 50,770 | Indirect | By Stock Award |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (right to buy) | $15.60 | 2020-07-23 | 2029-07-23 | 155,294 | 155,294 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2029-07-23 | 155,294 | 155,294 | Direct |
Footnotes
- Represents phantom stock purchased, on a non-discretionary basis, by the trustee of the Bank's rabbi trust maintained in connection with the Columbia Bank Stock Based Deferral Plan, a non-qualified stock-based deferral plan. Stock unit interests under the Columbia Bank Stock Based Deferral Plan will be settled in shares of stock upon distribution to the reporting person.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.35 to $21.37, inclusive. The reporting person undertakes to provide to Columbia Financial, Inc., any security holder of Columbia Financial, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.
- This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to rule 16b-3(c).
- Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan, 50% of which vest in five approximately equal annual installments commencing on July 23, 2020; and the remaining 50% of which vest upon achievement of certain specified performance-based vesting criteria, which if achieved, such Awards would vest three years after the date of the Award.
- Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in five approximately equal annual installments commencing on July 23, 2020.