Filing Details
- Accession Number:
- 0001604643-22-000066
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-08 16:55:22
- Reporting Period:
- 2022-03-07
- Accepted Time:
- 2022-03-08 16:55:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1604643 | Evoqua Water Technologies Corp. | AQUA | Refrigeration & Service Industry Machinery (3580) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1720857 | Martin Lamb | Evoqua Water Technologies Corp. 210 Sixth Avenue Pittsburgh PA 15222 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2022-03-07 | 60,000 | $41.88 | 49,711 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2022-03-07 | 40,000 | $42.22 | 40,000 | No | 4 | S | Indirect | By FIC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By FIC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 13,765 | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on behalf of the Bare trust referenced in footnote 3 below on February 3, 2022.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.4900 to $42.0900, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Shares held by a Bare trust for benefit of the reporting person's immediate family members and for which the reporting person retains investment control.
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on behalf of the family investment company referenced in footnote 6 below on February 3, 2022.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.0900 to $42.6400, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Shares held by a family investment company for which the reporting person retains investment control. The reporting person disclaims beneficial ownership with respect to these securities except to the extent of his pecuniary interest therein.
- The amount of these securities includes 2,817 unvested restricted stock units in respect of the issuer's common stock.
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