Filing Details
- Accession Number:
- 0001212545-22-000096
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-08 16:15:49
- Reporting Period:
- 2022-03-08
- Accepted Time:
- 2022-03-08 16:15:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1212545 | Western Alliance Bancorporation | WAL | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1187511 | Gary Robert Sarver | C/O Western Alliance Bancorporation One E. Washington Street, Ste 1400 Phoenix AZ 85004 | Executive Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-03-08 | 10,000 | $77.00 | 99,822 | No | 4 | P | Indirect | SF III Ltd Partnership |
Common Stock | Acquisiton | 2022-03-08 | 15,000 | $77.24 | 636,382 | No | 4 | P | Indirect | Sarver Family Trust dated 09/29/1997 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | SF III Ltd Partnership |
No | 4 | P | Indirect | Sarver Family Trust dated 09/29/1997 |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 68,986 | Direct | |
Depositary Shares | 200,000 | Indirect | Sarver Family Trust dated 9/29/1997 (PS) |
Common Stock | 107,932 | Indirect | Robert G. Sarver Trust dated 09/29/1997 |
Common Stock | 30,000 | Indirect | Spouse |
Common Stock | 5,000 | Indirect | Children |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.94 to $77.72, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.94 to $77.73, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- Each depositary share represents a 1/400th ownership interest in a share of the Issuer's 4.250% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A, par value $0.0001 per share. The depositary shares were purchased in an underwritten public offering.