Filing Details
- Accession Number:
- 0000909791-11-000035
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-31 18:40:09
- Reporting Period:
- 2011-05-27
- Filing Date:
- 2011-05-31
- Accepted Time:
- 2011-05-31 18:40:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 909791 | Ultratech Inc | UTEK | Special Industry Machinery, Nec (3559) | 943169580 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1192011 | P Henri Richard | 3050 Zanker Road San Jose CA 95134 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-27 | 7,000 | $21.45 | 22,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-27 | 7,000 | $31.45 | 15,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-05-27 | 8,000 | $11.96 | 23,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-27 | 8,000 | $31.45 | 15,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-05-27 | 5,000 | $21.45 | 20,000 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-05-27 | 8,000 | $0.00 | 8,000 | $11.96 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-05-27 | 7,000 | $0.00 | 7,000 | $21.45 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-05-27 | 5,000 | $0.00 | 5,000 | $21.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,000 | 2017-02-04 | No | 4 | M | Direct | |
| 5,000 | 2016-04-17 | No | 4 | M | Direct | |
| 0 | 2016-04-17 | No | 4 | M | Direct |
Footnotes
- Represents the weighted average sale price per share. The actual sale prices ranged from a low of $31.17 to a high of $31.96. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
- Includes 5,000 shares subject to a restricted stock award granted on July 20, 2010 that will vest in full upon the earlier of (i) the Reporting Person's completion of one year of Board service measured from the award date or (ii) the Reporting Person's continuation in Board service through the day immediately prior to the Issuer's next Annual Stockholders' meeting.
- The option became exercisable upon the Reporting Person's completion of one (1) year of Board service with the Issuer measured from the date of grant.
Billionaire Hedge Funds
