Filing Details
- Accession Number:
- 0001209191-22-017025
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2022-03-08 15:59:21
- Reporting Period:
- 2022-03-04
- Accepted Time:
- 2022-03-08 15:59:21
- Original Submission Date:
- 2022-03-08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
898171 | Uwharrie Capital Corp | NONE | State Commercial Banks (6022) | 561814206 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1801106 | R Jason Andrew | Po Box 338 Albemarle NC 28002-0338 | Chief Operations Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock (Held Jointly With Spouse) | Acquisiton | 2022-03-04 | 1,077 | $9.28 | 1,077 | No | 4 | A | Direct | |
Common Stock (Held Jointly With Spouse) | Acquisiton | 2022-03-04 | 173 | $9.50 | 1,250 | No | 4 | P | Direct | |
Common Stock (Held Jointly With Spouse) | Acquisiton | 2022-03-04 | 339 | $9.90 | 1,589 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 69 | Indirect | By Great Grandmother-in-Law as Custodian for Spouse |
Common Stock | 8,047 | Direct |
Footnotes
- Held by Great Grandmother-in-Law as Custodian for Spouse
- Held by Cede & Co., Depository for Pershing, LLC Safekeeper for Jason R. Andrew & Kellie M. Andrew Jt Ten
- Shares granted pursuant to the Uwharrie Capital Corp 2015 Revocable Stock Grant Trust.
- Represents a weighted average price for the issuer's common stock acquired for this grant.