Filing Details
- Accession Number:
- 0001209191-11-031970
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-31 18:32:57
- Reporting Period:
- 2011-05-27
- Filing Date:
- 2011-05-31
- Accepted Time:
- 2011-05-31 18:32:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
77360 | Pentair Inc | PNR | Special Industry Machinery (No Metalworking Machinery) (3550) | 410907434 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1289605 | G Michael Meyer | 5500 Wayzata Blvd. Suite 800 Golden Valley MN 55416 | Vice President, Treasury/Tax | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-05-26 | 130 | $0.00 | 29,969 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2011-05-27 | 7,680 | $17.47 | 37,649 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-05-27 | 14,940 | $22.88 | 52,589 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-27 | 22,620 | $39.90 | 29,969 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-05-27 | 165 | $0.00 | 29,804 | No | 5 | G | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 5 | G | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-05-27 | 7,680 | $0.00 | 7,680 | $17.47 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-05-27 | 14,940 | $0.00 | 14,940 | $22.88 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-01-02 | 2013-01-02 | No | 4 | M | Direct |
0 | 2005-01-02 | 2014-01-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,046 | Indirect | As Custodian Under UTMA |
Common Stock - Esop | 10,471 | Indirect | By ESOP |
Common Stock - Espp | 1,238 | Direct |
Footnotes
- The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.89 to $39.941, inclusive.
- Upon request by the Securities and Exchange Commission, Pentair, Inc., or any security holder of Pentair, Inc., the reporting person undertakes to provide full information regarding the number of shares sold at each separate price.
- End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transaction not required to be reported pursuant to Section 16(a).
- End-of-period holdings include ESOP allocation and shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
- End-of-period holdings include monthly purchase(s) under the Pentair, Inc. Employee Stock Purchase and Bonus Plan (ESPP) in exempt transaction(s) pursuant to Rule 16b-3(c); and shares acquired pursuant to a dividend reinvestment feature of the ESPP.