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Home > Insider Trading > Filing (0001771515-22-000032)

Filing Details

Accession Number:: 0001771515-22-000032
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2022-03-07 19:46:19
Reporting Period:: 2020-09-10

Accepted Time:: 2022-03-07 19:46:19
Original Submission Date:: 2020-09-14
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1771515	Grocery Outlet Holding Corp.	GO	Retail-Grocery Stores (5411)	471874201

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1779766	Jr. Joseph Robert Sheedy	C/O Grocery Outlet Holding Corp. 5650 Hollis Street Emeryville CA 94608	President	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-09-10	12,500	$3.81	37,059	No	4	M	Direct
Common Stock	Disposition	2020-09-10	12,500	$39.26	24,559	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Options (Right to Buy)	Disposition	2020-09-10	12,500	$0.00	12,500	$3.81

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
298,311		2024-11-25	No	4	M	Direct

Footnotes

The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.
Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.