Filing Details
- Accession Number:
- 0001771515-22-000029
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-07 19:30:27
- Reporting Period:
- 2022-03-03
- Accepted Time:
- 2022-03-07 19:30:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1771515 | Grocery Outlet Holding Corp. | GO | Retail-Grocery Stores (5411) | 471874201 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1779740 | Jr. J. Eric Lindberg | C/O Grocery Outlet Holding Corp. 5650 Hollis Street Emeryville CA 94608 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2022-03-03 | 5,973 | $28.33 | 41,987 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2022-03-03 | 34,127 | $0.00 | 76,114 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,126,670 | Indirect | By Lindberg Revocable Trust |
| Common Stock | 701,500 | Indirect | By Lindberg Irrevocable Trust |
| Common Stock | 460 | Indirect | By spouse |
| Common Stock | 460 | Indirect | By child |
Footnotes
- These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.
- Represents 34,127 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments upon the reporting person's completion of each 12 month period of service over the period measured from March 1, 2022 to March 1, 2025, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 79,628 unvested performance stock units at target achievement (or up to an additional 159,256 unvested performance stock units at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.
- Reflects shares directly held by The Lindberg Family Revocable Trust u/a/d 2/14/2006 of which Mr. Lindberg is a Trustee.
- Reflects shares directly held by The Lindberg Family Irrevocable Trust u/a/d 5/12/2017 of which Mr. Lindberg is a Trustee.
Billionaire Hedge Funds
