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Filing Details

Accession Number:: 0001415889-22-002670
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2022-03-07 17:16:05
Reporting Period:: 2022-03-02

Accepted Time:: 2022-03-07 17:16:05
Original Submission Date:: 2022-03-04
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
33488	Escalade Inc	ESCA	Sporting & Athletic Goods, Nec (3949)	132739290

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1640328	Jr. P. Walter Glazer	817 Maxwell Avenue Evansville IN 47711	Ceo & President	No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2022-03-04	2,500	$0.00	284,297	No	4	M	Direct
Common Stock	Acquisiton	2022-03-04	1,666	$0.00	285,963	No	4	M	Direct
Common Stock	Acquisiton	2022-03-04	3,312	$13.13	289,275	No	4	P	Direct
Common Stock	Acquisiton	2022-03-03	1,688	$13.29	290,963	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	P	Direct
No	4	P	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Acquisiton	2022-03-02	75,000	$0.00	75,000	$0.00
Common Stock	Restricted Stock Units	Disposition	2022-03-04	2,500	$0.00	2,500	$0.00
Common Stock	Restricted Stock Units	Disposition	2022-03-04	1,666	$0.00	1,666	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
75,000	2025-03-02	No	4	A	Direct
0	2022-03-04	No	4	M	Direct
1,667	2023-03-04	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	8,500	Indirect	Shares held by spouse

Footnotes

Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
This transaction was executed in multiple trades at prices ranging from $12.97 to $13.44. The price reported reflects the weighted average purchase price. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which this transaction was effected.
This transaction was executed in multiple trades at prices ranging from $13.20 to $13.30. The price reported reflects the weighted average purchase price. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which this transaction was effected.
Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).
On March 2, 2022, the reporting person was granted 75,000 RSUs pursuant to the Escalade 2017 Plan, of which one third will vest on March 2, 2023, one third on March 2, 2024 and one third on March 2, 2025, provided that the reporting person remains an officer of Escalade.
On March 4, 2020, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 2,500 RSUs vested and settled on March 4, 2021. The remaining 2,500 RSUs vested and settled on March 4, 2022, as reported on this Form 4. All RSUs settle in shares of ESCA common stock.
On March 4, 2021, the reporting person was granted 3,333 RSUs pursuant to the Escalade 2017 Plan, of which 1,666 RSUs vested and settled on March 4, 2022, as reported in this Form 4. The remaining 1,667 RSUs will vest and settle on March 4, 2023, provided that the reporting person remains a director of Escalade as of such vesting date. All RSUs settle in shares of ESCA common stock.