Filing Details
- Accession Number:
- 0000939057-11-000150
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-05-31 17:48:09
- Reporting Period:
- 2011-05-24
- Filing Date:
- 2011-05-31
- Accepted Time:
- 2011-05-31 17:48:09
- Original Submission Date:
- 2011-05-24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 818677 | Security Federal Corp | SFDL | Savings Institution, Federally Chartered (6035) | 570858504 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1220977 | W Timothy Simmons | P O Box 810 Aiken SC 29802 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-24 | 1,200 | $8.33 | 544,431 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-05-25 | 3,046 | $8.00 | 547,477 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | 8% Convertible Senior Debentures | Acquisiton | 2009-12-01 | 50,000 | $1,000,000.00 | 50,000 | $20.00 |
| Common Stock | 8% Convertible Senior Debentures | Acquisiton | 2009-12-01 | 25,000 | $500,000.00 | 25,000 | $20.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 50,000 | 2029-12-01 | No | 4 | P | Direct | |
| 25,000 | 2029-12-01 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 12,942 | Indirect | By IRA |
| Common Stock | 68,646 | Indirect | By Spouse |
Footnotes
- This amendment is being filed to exclude shares held indirectly through reporting person's IRA and to correct the number of shares held by reporting person's spouse.
- On December 1, 2009, the Reporting Person participated in the offering of Issuer's 8% Convertible Senior Debentures. The transaction was disclosed by the Issuer on a Current Report filed on Form 8-K with the SEC on December 4, 2009.
- The debentures are convertible into the Issuer's common stock at any time prior to the December 1, 2029 maturity date, unless previously redeemed pursuant to the terms of an indenture.
- Represents debentures purchased on December 1, 2009 by the Reporting Person's spouse in the offering of Issuer's 8% Convertible Senior Debentures.
Billionaire Hedge Funds
