Filing Details
- Accession Number:
- 0001209191-11-031959
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-31 17:43:06
- Reporting Period:
- 2011-05-27
- Filing Date:
- 2011-05-31
- Accepted Time:
- 2011-05-31 17:43:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1441634 | Avago Technologies Ltd | AVGO | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1469468 | Bryan Ingram | C/O Avago Technologies Limited 350 West Trimble Road San Jose CA 95131 | Svp & Gm, Wireless Semicon Div | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2011-05-27 | 24,000 | $10.00 | 74,000 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2011-05-27 | 26,000 | $10.22 | 100,000 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2011-05-27 | 50,000 | $34.46 | 50,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Employee Stock Options (Right to Buy) | Disposition | 2011-05-27 | 24,000 | $0.00 | 24,000 | $10.00 |
| Ordinary Shares | Employee Stock Options (Right to Buy) | Disposition | 2011-05-27 | 26,000 | $0.00 | 26,000 | $10.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 36,000 | 2019-03-02 | No | 4 | M | Direct | |
| 56,083 | 2017-10-31 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 24, 2011.
- Includes 50,000 restricted share units. Upon vesting thereof, the Reporting Person is entitled to receive one (1) ordinary share for each one (1) restricted share unit.
- These transactions were executed in multiple trades in prices ranging from $34.24 to $34.80. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- The option vests with respect to 20% of the shares subject thereto on each anniversary of March 3, 2009, such that the option will be fully vested and exercisable on March 3, 2014.
- The option vests with respect to 20% of the shares subject thereto on each anniversary of November 1, 2007, such that the option will be fully vested and exercisable on November 1, 2012.
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