Filing Details
- Accession Number:
- 0001209191-22-016511
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-04 20:16:44
- Reporting Period:
- 2022-03-02
- Accepted Time:
- 2022-03-04 20:16:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1029142 | Dynavax Technologies Corp | DVAX | Pharmaceutical Preparations (2834) | 330728374 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1777938 | Ryan Spencer | C/O Dynavax Technologies 2100 Powell Street, Suite 900 Emeryville CA 94608 | Ceo And Director | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-02-15 | 1,457 | $10.29 | 162,296 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2022-03-02 | 20,833 | $0.00 | 183,129 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-03-03 | 12,662 | $10.57 | 170,467 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2022-03-02 | 29,750 | $0.00 | 200,217 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-03-03 | 17,611 | $10.57 | 182,606 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-03-03 | 52,835 | $10.56 | 129,771 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2022-03-02 | 20,833 | $0.00 | 20,833 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2022-03-02 | 29,750 | $0.00 | 29,750 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 59,500 | No | 4 | M | Direct |
Footnotes
- Includes 1,457 shares acquired under Issuer's 2014 Employee Stock Purchase Plan (ESPP) on February 15, 2022.
- Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 22, 2019.
- The reporting person is reporting the sale of 12,662 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on March 2, 2022.
- Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 4, 2021.
- The reporting person is reporting the sale of 17,611 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on March 2, 2022
- The reporting person is reporting the sale of 52,835 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on March 2, 2022. The conversion of the RSUs into common stock was reported on the reporting person's Form 4 on February 14, 2022.
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