Filing Details
- Accession Number:
- 0001398344-22-005293
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-04 13:02:26
- Reporting Period:
- 2022-03-03
- Accepted Time:
- 2022-03-04 13:02:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
813623 | Swiss Helvetia Fund Inc. | SWZ | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1341021 | Andrew Dakos | 250 Pehle Ave. Suite 708 Saddle Brook NJ 07663 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-03-03 | 1,000 | $8.82 | 3,000 | No | 4 | P | Indirect | Limited Partnership |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Limited Partnership |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 64 | Direct |
Footnotes
- Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.