Filing Details
- Accession Number:
- 0000706129-22-000031
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-04 12:08:42
- Reporting Period:
- 2022-03-02
- Accepted Time:
- 2022-03-04 12:08:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 706129 | Horizon Bancorp Inc | HBNC | State Commercial Banks (6022) | 351562417 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1273295 | D James Neff | 515 Franklin Street Michigan City IN 46360 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-03-02 | 4,627 | $10.38 | 153,797 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-03-02 | 4,627 | $20.25 | 149,170 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2022-03-02 | 3,076 | $16.76 | 152,246 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-03-02 | 3,076 | $20.25 | 149,170 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2022-03-02 | 4,079 | $16.74 | 153,249 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-03-02 | 4,079 | $20.25 | 149,170 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2022-03-02 | 4,627 | $0.00 | 4,627 | $10.38 |
| Common Stock | Employee Stock Option | Disposition | 2022-03-02 | 3,076 | $0.00 | 3,076 | $16.76 |
| Common Stock | Employee Stock Option | Disposition | 2022-03-02 | 4,079 | $0.00 | 4,079 | $16.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-03-15 | 2026-03-15 | No | 4 | M | Direct |
| 0 | 2020-03-21 | 2027-03-21 | No | 4 | M | Direct |
| 2,040 | 2021-03-19 | 2029-03-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 19,203 | Indirect | By Thrift Plan |
| Common Stock | 12,461 | Indirect | By ESOP |
| Common Stock | 45,064 | Indirect | By SERP |
Footnotes
- Adjusted to reflect additional shares allocated to the reporting person's benefit plan account after the date of the reporting person's last ownership report.
- The option was granted 03/15/2016 and vested in three equal installments beginning on the first anniversary of the date of the grant.
- The option was granted 03/21/2017 and vested in three equal installments beginning on the first anniversary of the date of the grant.
- The option was granted 03/19/2019 and vested in three equal installments beginning on the first anniversary of the date of the grant.
Billionaire Hedge Funds
