Filing Details

Accession Number:
0001664998-22-000020
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-03-03 18:32:07
Reporting Period:
2022-03-01
Accepted Time:
2022-03-03 18:32:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1664998 Knowbe4 Inc. KNBE () TX
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1007547 Kevin Klausmeyer C/O Knowbe4, Inc.
33 N. Garden Avenue
Clearwater FL 33755
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2022-03-01 11,616 $0.00 11,616 No 4 C Direct
Class A Common Stock Disposition 2022-03-01 7,835 $20.28 3,781 No 4 S Direct
Class A Common Stock Disposition 2022-03-01 3,781 $21.01 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Stock Option (right to buy) Disposition 2022-03-01 11,616 $0.00 11,616 $5.71
Class A Common Stock Class B Common Stock Acquisiton 2022-03-01 11,616 $5.71 11,616 $0.00
Class A Common Stock Class B Common Stock Disposition 2022-03-01 11,616 $0.00 11,616 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
468,384 2030-08-03 No 4 M Direct
11,616 No 4 M Direct
0 No 4 C Direct
Footnotes
  1. Each share of the Issuer's Class B Common Stock, par value $0.00001 per share (the "Class B Common Stock") is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock, par value $0.00001 per share (the "Class A Common Stock"). Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.
  2. The sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on August 16, 2021.
  3. Represents the weighted average share price of an aggregate total of 7,835 shares sold in the price range of $19.98 to $20.96 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  4. Represents the weighted average share price of an aggregate total of 3,781 shares sold in the price range of $20.98 to $21.22 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  5. Option granted under the Issuer's 2016 Equity Incentive Plan. Twenty-five (25%) of the shares subject to the option vested on August 3, 2021, and, thereafter, the remaining number of shares subject to the option shall vest in equal monthly installments over the following thirty-six (36) months.