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Home > Insider Trading > Filing (0001209191-22-015840)

Filing Details

Accession Number:: 0001209191-22-015840
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-03-03 18:14:56
Reporting Period:: 2022-03-01

Accepted Time:: 2022-03-03 18:14:56
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1127537	Pulmonx Corp	LUNG	Surgical & Medical Instruments & Apparatus (3841)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1670118	Derrick Sung	C/O Pulmonx Corporation 700 Chesapeake Drive Redwood City CA 94063	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2022-03-01	458	$25.91	224,962	No	4	S	Direct
Common Stock	Acquisiton	2022-03-01	31,000	$0.00	255,962	No	4	A	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	A	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Acquisiton	2022-03-01	68,700	$0.00	68,700	$26.56

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
68,700		2032-02-29	No	4	A	Direct

Footnotes

These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on June 1, 2021.
The shares subject to the option vest in 48 equal monthly installments beginning on March 1, 2022.