Filing Details

Accession Number:
0001181431-11-033427
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-31 14:55:05
Reporting Period:
2011-05-27
Filing Date:
2011-05-31
Accepted Time:
2011-05-31 14:55:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
822083 Plainscapital Corp NONE State Commercial Banks (6022) 752182440
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1322721 A John Martin C/O Plainscapital Corporation
2323 Victory Avenue, Suite 1400
Dallas TX 75219
Evp, Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Original Common Stock Acquisiton 2011-05-27 12,627 $11.26 27,969 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Includes 5,342 restricted stock units awarded to the reporting person on April 1, 2011. Subject to the Emergency Economic Stabilization Act of 2008, as it has been or may hereafter be amended, and the rules and regulations promulgated thereunder, such restricted stock units will vest, and an equal number of shares of Original Common Stock will be deliverable to the reporting person, upon the fifth anniversary of the date of grant, April 1, 2016, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of PlainsCapital Corporation.
  2. Includes 10,000 restricted stock units awarded to the reporting person on November 10, 2010. Subject to the Emergency Economic Stabilization Act of 2008, as it has been or may hereafter be amended, and the rules and regulations promulgated thereunder, such restricted stock units will vest, and an equal number of shares of Original Common Stock will be deliverable to the reporting person, upon the fifth anniversary of the date of grant, November 10, 2015, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of PlainsCapital Corporation.