Filing Details
- Accession Number:
- 0000899243-22-009051
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-03 16:05:48
- Reporting Period:
- 2022-03-02
- Accepted Time:
- 2022-03-03 16:05:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1368458 | Sally Beauty Holdings Inc. | SBH | Retail-Retail Stores, Nec (5990) | 362257936 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1833119 | Jr Howard John Goss | C/O Sally Beauty Holdings, Inc. 3001 Colorado Blvd Denton TX 76210 | Svp & President, Sally Beauty | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-03-02 | 10,003 | $16.65 | 30,182 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2022-03-02 | 7,682 | $9.09 | 37,864 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2022-03-02 | 3,804 | $11.78 | 41,668 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-03-02 | 21,489 | $17.76 | 20,179 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option | Disposition | 2022-03-02 | 10,003 | $0.00 | 10,003 | $16.65 |
| Common Stock | Stock option | Disposition | 2022-03-02 | 7,682 | $0.00 | 7,682 | $9.09 |
| Common Stock | Stock option | Disposition | 2022-03-02 | 3,804 | $0.00 | 3,804 | $11.78 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,002 | 2029-11-05 | No | 4 | M | Direct | |
| 15,364 | 2030-11-04 | No | 4 | M | Direct | |
| 7,608 | 2030-11-23 | No | 4 | M | Direct |
Footnotes
- The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price. The range of prices for such transaction is $17.60 and $17.83.
- The options vest in three equal annual installments beginning on November 15, 2020.
- The options vest in three equal annual installments beginning on November 15, 2021.
- The options vest in three equal annual installments beginning on November 23, 2021.
Billionaire Hedge Funds
