Filing Details
- Accession Number:
- 0001127602-22-007906
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-03 13:23:29
- Reporting Period:
- 2022-03-02
- Accepted Time:
- 2022-03-03 13:23:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1077771 | Umpqua Holdings Corp | UMPQ | Savings Institution, Federally Chartered (6035) | 931261319 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1322289 | L Ron Farnsworth | One Sw Columbia Street, Suite 1200 Portland OR 97204 | Evp/Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2022-03-02 | 7,000 | $20.49 | 250,680 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-03-02 | 2,249 | $21.35 | 248,431 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | F | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,590 | Indirect | by 401(k) |
Common Stock | 4,179 | Indirect | by IRA |
Common Stock | 2,274 | Indirect | by Spouse IRA |
Footnotes
- Shares sold pursuant to 10b5-1 plan to satisfy tax obligations related to vesting of stock awards.
- The price reported in Column 4 is a weighted average price. The shares were sold pursuant to a 10b5-1 plan, and to satisfy tax obligations upon vesting of restricted stock awards, in multiple transactions at prices ranging from $20.21 to $20.68.
- Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3.