Filing Details

Accession Number:
0000874214-11-000056
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-31 12:40:58
Reporting Period:
2011-05-26
Filing Date:
2011-05-31
Accepted Time:
2011-05-31 12:40:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
874214 Ann Inc. ANN Retail-Women's Clothing Stores (5621) 133499319
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1159598 Barbara Eisenberg C/O Ann Inc.
7 Times Square
New York NY 10036
Evp/General Counsel/Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-05-26 3,333 $19.58 28,495 No 4 M Direct
Common Stock Disposition 2011-05-26 3,333 $28.00 25,162 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2011-05-26 3,333 $0.00 3,333 $19.58
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
16,667 2020-03-16 No 4 M Direct
Footnotes
  1. Includes holdings of approximately 6,459 shares in the Company's Associate Discount Stock Purchase Plan.
  2. 1/3 of the option vested on March 16, 2011, and the remainder will vest in two equal annual installments beginning March 16, 2012.