Filing Details
- Accession Number:
- 0001127602-11-017844
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-31 11:53:53
- Reporting Period:
- 2011-05-27
- Filing Date:
- 2011-05-31
- Accepted Time:
- 2011-05-31 11:53:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1466258 | Ingersoll-Rand Plc | IR | Auto Controls For Regulating Residential & Comml Environments (3822) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1494832 | Robert Zafari | C/O Ingersoll-Rand Company One Centennial Avenue Piscataway NJ 08854 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2011-05-27 | 4,000 | $20.90 | 16,399 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2011-05-27 | 2,306 | $49.45 | 14,093 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2011-05-27 | 1,694 | $49.33 | 12,399 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Stock Appreciation Rights | Disposition | 2011-05-27 | 4,000 | $0.00 | 4,000 | $20.90 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Ordinary Shares | 1,343 | Indirect | By Plan Trustee |
| 2009 - 2011 Performance Share Units | 9,931 | Direct | |
| 2010 - 2012 Performance Share Units | 6,331 | Direct | |
| 2011 - 2013 Performance Share Units | 8,451 | Direct | |
| Ordinary Shares (Restricted Share Units) | 8,075 | Direct |
Footnotes
- Represents shares used to cover option cost pursuant to a net settlement procedure in connection with the exercise of stock-settled Stock Appreciation Rights.
- Represents target number of Performance Shares. The actual number of shares to be issued, which could range from zero to two times the initial target amount, will depend upon the Issuer's financial performance during the relevant performance period relative to peer companies in the S&P 500 Industrial Index. The shares, if any, will be issued in the first quarter of 2012.
- Represents target number of Performance Shares. The actual number of shares to be issued, which could range from zero to two times the initial target amount, will depend upon the Issuer's financial performance during the relevant performance period relative to peer companies in the S&P 500 Industrial Index. The shares, if any, will be issued in the first quarter of 2013.
- Represents target number of Performance Shares. The actual number of shares to be issued, which could range from zero to two times the initial target amount, will depend upon the Issuer's financial performance during the relevant performance period relative to peer companies in the S&P 500 Industrial Index. The shares, if any, will be issued in the first quarter of 2014.
- Restricted Share Units vest in three (3) equal annual installments beginning on the first anniversary of the date of grant. Upon vesting, each unit is convertible into one (1) ordinary share of the Issuer.
- Stock Appreciation Rights, which have a ten-year term, became exercisable in three equal annual installments beginning on 01/02/2003.
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