Filing Details
- Accession Number:
- 0001019056-22-000240
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-02 11:10:45
- Reporting Period:
- 2022-02-28
- Accepted Time:
- 2022-03-02 11:10:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1688757 | Establishment Labs Holdings Inc. | ESTA | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1082644 | Jw Partners, Lp | 14 North Lake Road Armonk NY 10504 | No | No | Yes | No | |
1549738 | Jw Asset Management, Llc | 14 North Lake Road Armonk NY 10504 | No | No | Yes | No | |
1778482 | J.w. Opportunities Master Fund, Ltd. | 27 Hospital Road George Town Grand Cayman E9 KY1-9008 | No | No | Yes | No | |
1778512 | Jw Gp, Llc | 14 North Lake Road Armonk NY 10504 | No | No | Yes | No | |
1778752 | G. Jason Wild | 14 North Lake Road Armonk NY 10504 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-02-28 | 10,000 | $59.42 | 3,127,485 | No | 4 | P | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnotes |
Footnotes
- This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner.
- The amount of 10,000 in Table I reflects the 7,000 Common Shares acquired by JWP and the 3,000 Common Shares acquired by JWO, in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.