Filing Details
- Accession Number:
- 0001140361-11-030223
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-27 13:12:07
- Reporting Period:
- 2011-05-27
- Filing Date:
- 2011-05-27
- Accepted Time:
- 2011-05-27 13:12:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
18172 | Castle A M & Co | CAS | Wholesale-Metals Service Centers & Offices (5051) | 360879160 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1184782 | Michael Simpson | 1420 Kensington Road Suite 220 Oak Brook IL 60523 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-05-27 | 10,000 | $11.00 | 107,083 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-27 | 6,084 | $18.14 | 100,999 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-05-27 | 10,000 | $0.00 | 10,000 | $11.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2002-07-26 | 2011-07-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 10,546 | Indirect | See Note |
Common Stock | 22,781 | Indirect | See Note |
Common Stock | 262,433 | Indirect | See Note |
Common Stock | 20,992 | Indirect | See Note |
Common Stock | 157,872 | Indirect | See Note |
Common Stock | 1,371 | Indirect | Through 401(k) Plan |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $18.04 to $18.29. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Beneficiary under Trust dated 12/07/1949 United States Trust Co., Trustee.
- Beneficiary under Trust dated 7/24/1968 United States Trust Co., Trustee.
- Beneficiary under Trust dated 7/26/1972 United States Trust Co. and Patrick J. Herbert, III, Trustee.
- Beneficiary under Trust dated 12/23/1976 Northern Trust Co., Trustee.
- Beneficiary under Trust dated 12/19/1980 Patrick J. Herbert, III, Trustee.
- Between March 31, 2011 and April 30, 2011 the reporting person's share balance of A. M. Castle & Co. stock under the A. M. Castle & Co. 401(k) plan decreased by 0.0694 shares. The information in this report is based on a plan statement dated as of April 30, 2011.