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Filing Details

Accession Number:: 0001209191-22-013345
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-02-25 19:00:25
Reporting Period:: 2022-02-23

Accepted Time:: 2022-02-25 19:00:25
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1811414	Quantumscape Corp	QS	Miscellaneous Electrical Machinery, Equipment & Supplies (3690)	850796578

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1834249	Timothy Holme	C/O Quantumscape Corporation 1730 Technology Drive San Jose CA 95110	Chief Technology Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2022-02-23	150,512	$0.64	300,000	No	4	M	Indirect	By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees
Class A Common Stock	Disposition	2022-02-23	288,519	$14.37	11,481	No	4	S	Indirect	By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees
Class A Common Stock	Disposition	2002-02-23	11,481	$15.06	0	No	4	S	Indirect	By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Indirect	By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees
No	4	S	Indirect	By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees
No	4	S	Indirect	By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Stock Option (right to buy)	Disposition	2022-02-23	150,512	$0.00	150,512	$0.64

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
183,292	2014-02-13	2023-04-08	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	250,621	Direct

Footnotes

The shares were initially acquired as Class B Common Stock via an option exercise, and then automatically converted on a one-to-one basis to Class A Common Stock in connection with the sale of the shares.
Immediately upon the exercise of the option grant, the shares were registered in the name of the Reporting Person's family trust; therefore, the shares are indirectly owned.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in September 2021.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.01 to $15.00, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.01 to $15.17, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Includes 201,086 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.