Filing Details
- Accession Number:
- 0001039828-22-000018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-02-25 17:49:23
- Reporting Period:
- 2022-02-23
- Accepted Time:
- 2022-02-25 17:49:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1039828 | American Equity Investment Life Holding Co | AEL | Life Insurance (6311) | 421447959 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1468460 | James Ronald Grensteiner | 6000 Westown Parkway West Des Moines IA 50266 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2022-02-23 | 10,894 | $36.03 | 112,509 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2022-02-23 | 3,390 | $0.00 | 115,899 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 14,199 | Indirect | By ESOP |
Footnotes
- This transaction was executed under a 10b5-1 plan put in place by the executive for financial planning purposes. The 10b5-1 plan triggered multiple trades at prices ranging from $35.66 to $36.49. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
- Time based restricted stock units awarded under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan that vest on the third anniversary of the date of grant.
- Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.