Filing Details
- Accession Number:
- 0001127602-22-006839
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-02-25 17:12:49
- Reporting Period:
- 2022-02-23
- Accepted Time:
- 2022-02-25 17:12:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1535929 | Voya Financial Inc. | VOYA | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1481859 | Christine Hurtsellers | 230 Park Avenue New York NY 10169 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2022-02-23 | 11,445 | $65.86 | 109,847 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-02-23 | 12,185 | $68.26 | 97,662 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-02-23 | 1,370 | $69.04 | 96,292 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-02-23 | 14,494 | $67.42 | 81,798 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-02-23 | 16,114 | $68.25 | 65,684 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-02-23 | 2,174 | $69.05 | 63,510 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Performance Stock Unit | $0.00 | 69,350 | 69,350 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 35,036 | 35,036 | Direct | ||
| Common Stock | Performance-Based Stock Options | $0.00 | 110,874 | 110,874 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 69,350 | 69,350 | Direct | |
| 35,036 | 35,036 | Direct | |
| 110,874 | 110,874 | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 9, 2021.
- The transaction was executed in multiple trades at prices ranging from $66.90 to $67.86. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the shares sold at each separate price.
- The transaction was executed in multiple trades at prices ranging from $67.90 to $68.89. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the shares sold at each separate price.
- The transaction was executed in multiple trades at prices ranging from $68.90 to $69.20. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the shares sold at each separate price.
- The transaction was executed in multiple trades at prices ranging from $66.895 to $67.84. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the shares sold at each separate price.
- The transaction was executed in multiple trades at prices ranging from $67.86 to $68.85. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the shares sold at each separate price.
- The transaction was executed in multiple trades at prices ranging from $68.88 to $69.215. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the shares sold at each separate price.
- The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
- The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.
- The options vest based on the conditions set forth in their respective agreements.
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