Filing Details
- Accession Number:
- 0001866757-22-000045
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-02-24 21:30:37
- Reporting Period:
- 2022-02-22
- Accepted Time:
- 2022-02-24 21:30:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1866757 | Brilliant Earth Group Inc. | BRLT | Jewelry, Silverware & Plated Ware (3910) | 871015499 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1881502 | Chuenhong Jeffrey Kuo | C/O Brilliant Earth Group, Inc. 300 Grant Avenue, Third Floor San Francisco CA 94108 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2022-02-22 | 56,255 | $0.00 | 143,974 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2022-02-22 | 38,257 | $9.96 | 105,717 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2022-02-22 | 17,998 | $10.79 | 87,719 | No | 4 | S | Direct | |
| Class B Common Stock | Disposition | 2022-02-22 | 56,255 | $0.00 | 641,317 | No | 4 | J | Direct | |
| Class A Common Stock | Acquisiton | 2022-02-22 | 11,364 | $0.00 | 11,364 | No | 4 | C | Indirect | Held by the Alpha Echo Family Protection Trust |
| Class A Common Stock | Disposition | 2022-02-22 | 7,728 | $9.96 | 3,636 | No | 4 | S | Indirect | Held by the Alpha Echo Family Protection Trust |
| Class A Common Stock | Disposition | 2022-02-22 | 3,636 | $10.79 | 0 | No | 4 | S | Indirect | Held by the Alpha Echo Family Protection Trust |
| Class B Common Stock | Disposition | 2022-02-22 | 11,364 | $0.00 | 124,539 | No | 4 | J | Indirect | Held by the Alpha Echo Family Protection Trust |
| Class A Common Stock | Acquisiton | 2022-02-22 | 11,364 | $0.00 | 11,364 | No | 4 | C | Indirect | Held by the Beta Echo Family Protection Trust |
| Class A Common Stock | Disposition | 2022-02-22 | 7,728 | $9.96 | 3,636 | No | 4 | S | Indirect | Held by the Beta Echo Family Protection Trust |
| Class A Common Stock | Disposition | 2022-02-22 | 3,636 | $10.79 | 0 | No | 4 | S | Indirect | Held by the Beta Echo Family Protection Trust |
| Class B Common Stock | Disposition | 2022-02-22 | 11,364 | $0.00 | 124,539 | No | 4 | J | Indirect | Held by the Beta Echo Family Protection Trust |
| Class A Common Stock | Acquisiton | 2022-02-23 | 18,545 | $0.00 | 106,264 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2022-02-23 | 18,545 | $9.74 | 87,719 | No | 4 | S | Direct | |
| Class B Common Stock | Disposition | 2022-02-23 | 18,545 | $0.00 | 622,772 | No | 4 | J | Direct | |
| Class A Common Stock | Acquisiton | 2022-02-23 | 3,746 | $0.00 | 3,746 | No | 4 | C | Indirect | Held by the Alpha Echo Family Protection Trust |
| Class A Common Stock | Disposition | 2022-02-23 | 3,746 | $9.74 | 0 | No | 4 | S | Indirect | Held by the Alpha Echo Family Protection Trust |
| Class B Common Stock | Disposition | 2022-02-23 | 3,746 | $0.00 | 120,793 | No | 4 | J | Indirect | Held by the Alpha Echo Family Protection Trust |
| Class A Common Stock | Acquisiton | 2022-02-23 | 3,746 | $0.00 | 3,746 | No | 4 | C | Indirect | Held by the Beta Echo Family Protection Trust |
| Class A Common Stock | Disposition | 2022-02-23 | 3,746 | $9.74 | 0 | No | 4 | S | Indirect | Held by the Beta Echo Family Protection Trust |
| Class B Common Stock | Disposition | 2022-02-23 | 3,746 | $0.00 | 120,793 | No | 4 | J | Indirect | Held by the Beta Echo Family Protection Trust |
| Class A Common Stock | Acquisiton | 2022-02-24 | 24,200 | $0.00 | 111,919 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2022-02-24 | 24,200 | $8.90 | 87,719 | No | 4 | S | Direct | |
| Class B Common Stock | Disposition | 2022-02-24 | 24,200 | $0.00 | 598,572 | No | 4 | J | Direct | |
| Class A Common Stock | Acquisiton | 2022-02-24 | 4,890 | $0.00 | 4,890 | No | 4 | C | Indirect | Held by the Alpha Echo Family Protection Trust |
| Class A Common Stock | Disposition | 2022-02-24 | 4,890 | $8.90 | 0 | No | 4 | S | Indirect | Held by the Alpha Echo Family Protection Trust |
| Class B Common Stock | Disposition | 2022-02-24 | 4,890 | $0.00 | 115,903 | No | 4 | J | Indirect | Held by the Alpha Echo Family Protection Trust |
| Class A Common Stock | Acquisiton | 2022-02-24 | 4,890 | $0.00 | 4,890 | No | 4 | C | Indirect | Held by the Beta Echo Family Protection Trust |
| Class A Common Stock | Disposition | 2022-02-24 | 4,890 | $8.90 | 0 | No | 4 | S | Indirect | Held by the Beta Echo Family Protection Trust |
| Class B Common Stock | Disposition | 2022-02-24 | 4,890 | $0.00 | 115,903 | No | 4 | J | Indirect | Held by the Beta Echo Family Protection Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | J | Direct | |
| No | 4 | C | Indirect | Held by the Alpha Echo Family Protection Trust |
| No | 4 | S | Indirect | Held by the Alpha Echo Family Protection Trust |
| No | 4 | S | Indirect | Held by the Alpha Echo Family Protection Trust |
| No | 4 | J | Indirect | Held by the Alpha Echo Family Protection Trust |
| No | 4 | C | Indirect | Held by the Beta Echo Family Protection Trust |
| No | 4 | S | Indirect | Held by the Beta Echo Family Protection Trust |
| No | 4 | S | Indirect | Held by the Beta Echo Family Protection Trust |
| No | 4 | J | Indirect | Held by the Beta Echo Family Protection Trust |
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | J | Direct | |
| No | 4 | C | Indirect | Held by the Alpha Echo Family Protection Trust |
| No | 4 | S | Indirect | Held by the Alpha Echo Family Protection Trust |
| No | 4 | J | Indirect | Held by the Alpha Echo Family Protection Trust |
| No | 4 | C | Indirect | Held by the Beta Echo Family Protection Trust |
| No | 4 | S | Indirect | Held by the Beta Echo Family Protection Trust |
| No | 4 | J | Indirect | Held by the Beta Echo Family Protection Trust |
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | J | Direct | |
| No | 4 | C | Indirect | Held by the Alpha Echo Family Protection Trust |
| No | 4 | S | Indirect | Held by the Alpha Echo Family Protection Trust |
| No | 4 | J | Indirect | Held by the Alpha Echo Family Protection Trust |
| No | 4 | C | Indirect | Held by the Beta Echo Family Protection Trust |
| No | 4 | S | Indirect | Held by the Beta Echo Family Protection Trust |
| No | 4 | J | Indirect | Held by the Beta Echo Family Protection Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Common Units | Disposition | 2022-02-22 | 56,255 | $0.00 | 56,255 | $0.00 |
| Class A Common Stock | Common Units | Disposition | 2022-02-22 | 11,364 | $0.00 | 11,364 | $0.00 |
| Class A Common Stock | Common Units | Disposition | 2022-02-22 | 11,364 | $0.00 | 11,364 | $0.00 |
| Class A Common Stock | Common Units | Disposition | 2022-02-23 | 18,545 | $0.00 | 18,545 | $0.00 |
| Class A Common Stock | Common Units | Disposition | 2022-02-23 | 3,746 | $0.00 | 3,746 | $0.00 |
| Class A Common Stock | Common Units | Disposition | 2022-02-23 | 3,746 | $0.00 | 3,746 | $0.00 |
| Class A Common Stock | Common Units | Disposition | 2022-02-24 | 24,200 | $0.00 | 24,200 | $0.00 |
| Class A Common Stock | Common Units | Disposition | 2022-02-24 | 4,890 | $0.00 | 4,890 | $0.00 |
| Class A Common Stock | Common Units | Disposition | 2022-02-24 | 4,890 | $0.00 | 4,890 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 641,317 | No | 4 | C | Direct | ||
| 124,539 | No | 4 | C | Indirect | ||
| 124,539 | No | 4 | C | Indirect | ||
| 622,772 | No | 4 | C | Direct | ||
| 120,793 | No | 4 | C | Indirect | ||
| 120,793 | No | 4 | C | Indirect | ||
| 598,572 | No | 4 | C | Direct | ||
| 115,903 | No | 4 | C | Indirect | ||
| 115,903 | No | 4 | C | Indirect |
Footnotes
- The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2021.
- This transaction was executed in multiple trades ranging from $9.45 to $10.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades ranging from $10.46 to $11.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- Reflects the cancellation for no consideration of Class B Common Stock in connection with the redemption of Common Units.
- This transaction was executed in multiple trades ranging from $9.39 to $10.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades ranging from $8.66 to $9.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.
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