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Filing Details

Accession Number:: 0001127602-22-006684
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-02-24 20:24:47
Reporting Period:: 2022-02-22

Accepted Time:: 2022-02-24 20:24:47
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1535929	Voya Financial Inc.	VOYA	Life Insurance (6311)	521222820

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1853487	Robert Michael Katz	230 Park Avenue New York NY 10169	See Remarks	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2022-02-22	10,692	$0.00	23,743	No	4	M	Direct
Common Stock	Disposition	2022-02-22	4,697	$68.32	19,046	No	4	F	Direct
Common Stock	Disposition	2022-02-23	4,054	$66.48	14,992	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Performance Stock Unit	Disposition	2022-02-22	4,176	$0.00	5,387	$0.00
Common Stock	Restricted Stock Units	Disposition	2022-02-22	5,575	$0.00	5,575	$0.00
Common Stock	Performance Stock Unit	Acquisiton	2022-02-22	6,205	$0.00	6,205	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2022-02-22	5,325	$0.00	5,325	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
13,595	No	4	M	Direct
6,485	No	4	M	Direct
19,800	No	4	A	Direct
11,810	No	4	A	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Deferred Savings Plan Issuer Stock Units	$0.00			799	799	Direct
Common Stock	Performance-Based Stock Options	$0.00			56,187	56,187	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	799	799	Direct
	56,187	56,187	Direct

Footnotes

Delivery of shares of the Company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
The transaction was executed in multiple trades at prices ranging from $66.4660 to $66.4850. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the shares sold at each separate price.
The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
Awarded at 129% of target.
The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
Each stock unit represents a conditional right to receive one share of the company's common stock.
The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2025) can range from 0% to 150% of the number presented above.
1/3 of the restricted stock units will vest on February 21, 2023, 1/3 on February 20, 2024 and 1/3 on February 18, 2025.
Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in the units to alternative investments in the future.
Includes a dividend of 4.522 shares.
The options vest based on the conditions set forth in their respective agreements.