Filing Details
- Accession Number:
- 0001127602-22-006675
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-02-24 20:06:14
- Reporting Period:
- 2022-02-22
- Accepted Time:
- 2022-02-24 20:06:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1535929 | Voya Financial Inc. | VOYA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1237581 | D Kevin Silva | 230 Park Avenue New York NY 10169 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-02-22 | 24,081 | $0.00 | 35,460 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-02-22 | 11,876 | $68.32 | 23,584 | No | 4 | F | Direct | |
Common Stock | Disposition | 2022-02-22 | 1,428 | $0.00 | 22,156 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2022-02-22 | 459 | $0.00 | 22,615 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-02-22 | 459 | $68.32 | 22,156 | No | 4 | F | Direct | |
Common Stock | Disposition | 2022-02-23 | 12,205 | $68.80 | 9,951 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 5 | G | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Performance Stock Unit | Disposition | 2022-02-22 | 11,852 | $0.00 | 15,289 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2022-02-22 | 8,792 | $0.00 | 8,792 | $0.00 |
Common Stock | Performance Stock Unit | Acquisiton | 2022-02-22 | 11,656 | $0.00 | 11,656 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2022-02-22 | 10,003 | $0.00 | 10,003 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2022-02-22 | 459 | $0.00 | 459 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
24,668 | No | 4 | M | Direct | ||
9,166 | No | 4 | M | Direct | ||
36,324 | No | 4 | A | Direct | ||
19,169 | No | 4 | A | Direct | ||
18,710 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Performance-Based Stock Options | $0.00 | 71,174 | 71,174 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
71,174 | 71,174 | Direct |
Footnotes
- Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.
- This transaction was an in-kind donation to a charitable fund.
- FICA tax withholding on the grant of restricted stock units.
- The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
- Awarded at 129% of target.
- The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
- Each stock unit represents a conditional right to receive one share of the company's common stock.
- The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2025) can range from 0% to 150% of the number presented above.
- 1/3 of the restricted stock units will vest on February 21, 2023, 1/3 on February 20, 2024 and 1/3 on February 18, 2025.
- The options vest based on the conditions set forth in their respective agreements.