Filing Details

Accession Number:
0001127602-22-006675
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-02-24 20:06:14
Reporting Period:
2022-02-22
Accepted Time:
2022-02-24 20:06:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1535929 Voya Financial Inc. VOYA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1237581 D Kevin Silva 230 Park Avenue
New York NY 10169
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-02-22 24,081 $0.00 35,460 No 4 M Direct
Common Stock Disposition 2022-02-22 11,876 $68.32 23,584 No 4 F Direct
Common Stock Disposition 2022-02-22 1,428 $0.00 22,156 No 5 G Direct
Common Stock Acquisiton 2022-02-22 459 $0.00 22,615 No 4 M Direct
Common Stock Disposition 2022-02-22 459 $68.32 22,156 No 4 F Direct
Common Stock Disposition 2022-02-23 12,205 $68.80 9,951 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 5 G Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Performance Stock Unit Disposition 2022-02-22 11,852 $0.00 15,289 $0.00
Common Stock Restricted Stock Units Disposition 2022-02-22 8,792 $0.00 8,792 $0.00
Common Stock Performance Stock Unit Acquisiton 2022-02-22 11,656 $0.00 11,656 $0.00
Common Stock Restricted Stock Units Acquisiton 2022-02-22 10,003 $0.00 10,003 $0.00
Common Stock Restricted Stock Units Disposition 2022-02-22 459 $0.00 459 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
24,668 No 4 M Direct
9,166 No 4 M Direct
36,324 No 4 A Direct
19,169 No 4 A Direct
18,710 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Performance-Based Stock Options $0.00 71,174 71,174 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
71,174 71,174 Direct
Footnotes
  1. Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.
  2. This transaction was an in-kind donation to a charitable fund.
  3. FICA tax withholding on the grant of restricted stock units.
  4. The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
  5. Awarded at 129% of target.
  6. The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
  7. Each stock unit represents a conditional right to receive one share of the company's common stock.
  8. The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2025) can range from 0% to 150% of the number presented above.
  9. 1/3 of the restricted stock units will vest on February 21, 2023, 1/3 on February 20, 2024 and 1/3 on February 18, 2025.
  10. The options vest based on the conditions set forth in their respective agreements.