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Filing Details

Accession Number:: 0001209191-22-012881
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-02-24 20:03:35
Reporting Period:: 2022-02-22

Accepted Time:: 2022-02-24 20:03:35
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1699838	Confluent Inc.	CFLT	Services-Prepackaged Software (7372)	471824387

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1868976	Jay Edward Kreps	C/O Confluent, Inc. 899 W. Evelyn Avenue Mountain View CA 94041	Chief Executive Officer	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2022-02-22	232,500	$0.00	232,500	No	4	C	Direct
Class A Common Stock	Disposition	2022-02-22	51,968	$43.15	180,532	No	4	S	Direct
Class A Common Stock	Disposition	2022-02-22	77,954	$43.92	102,578	No	4	S	Direct
Class A Common Stock	Disposition	2022-02-22	65,749	$45.11	36,829	No	4	S	Direct
Class A Common Stock	Disposition	2022-02-22	31,309	$45.89	5,520	No	4	S	Direct
Class A Common Stock	Disposition	2022-02-22	5,520	$46.67	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2022-02-22	232,500	$0.00	232,500	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
20,062,500			No	4	C	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Class B Common Stock	$0.00	275,073	275,073	Indirect
Class A Common Stock	Class B Common Stock	$0.00	275,073	275,073	Indirect
Class A Common Stock	Class B Common Stock	$0.00	183,382	183,382	Indirect
Class A Common Stock	Class B Common Stock	$0.00	183,382	183,382	Indirect
Class A Common Stock	Class B Common Stock	$0.00	83,090	83,090	Indirect
Class A Common Stock	Class B Common Stock	$0.00	1,000,000	1,000,000	Indirect
Class A Common Stock	Class B Common Stock	$0.00	1,000,000	1,000,000	Indirect

Amount	Remaning Holdings	Nature of Ownership
275,073	275,073	Indirect
275,073	275,073	Indirect
183,382	183,382	Indirect
183,382	183,382	Indirect
83,090	83,090	Indirect
1,000,000	1,000,000	Indirect
1,000,000	1,000,000	Indirect

Footnotes

Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
Shares sold pursuant to a 10b5-1 trading plan adopted August 24, 2021.
The shares were sold at prices ranging from $42.57 to $43.56. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares were sold at prices ranging from $43.57 to $44.54. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares were sold at prices ranging from $44.57 to $45.56. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares were sold at prices ranging from $45.57 to $46.52. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares were sold at prices ranging from $46.57 to $46.84. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares are held by The Parent's 2019 Grantor Retained Annuity Trust - I under agreement dated September 26, 2019.
The shares are held by The Parent's 2019 Grantor Retained Annuity Trust - II under agreement dated September 26, 2019.
The shares are held by The Siblings' 2019 Grantor Retained Annuity Trust - I under agreement dated September 26, 2019.
The shares are held by The Siblings' 2019 Grantor Retained Annuity Trust - II under agreement dated September 26, 2019.
The shares are held by The Edward J. Kreps and Jamaica H. Kreps 2018 Revocable Trust.
The shares are held by the GST Exempt Trust under The Kreps Family 2019 Irrevocable Trust under agreement dated 9/26/2019.
The shares are held by the GST Exempt Trust under The Kreps Family 2019 Irrevocable Trust under agreement dated 9/26/2019.