Filing Details
- Accession Number:
- 0001181431-11-033088
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-27 11:01:25
- Reporting Period:
- 2011-05-26
- Filing Date:
- 2011-05-27
- Accepted Time:
- 2011-05-27 11:01:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1071341 | Edelman Financial Group Inc. | SMHG | Investment Advice (6282) | 760583569 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
904778 | A Don Sanders | 600 Travis, Suite 5800 Houston TX 77002 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-05-26 | 1,000 | $7.90 | 1,937,582 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-03-07 | 16,511 | $6.98 | 1,954,093 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Acquisiton | 2011-03-07 | 66,046 | $0.00 | 66,046 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2011-03-07 | 16,511 | $0.00 | 16,511 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
66,046 | 2010-02-01 | No | 4 | A | Direct | |
49,535 | 2011-03-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,000 | Indirect | By spouse |
Common Stock | 12,090 | Indirect | By trust |
Footnotes
- Mr. Sanders disclaims beneficial ownership of these shares.
- Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- Restricted stock units vest 25% on the date of grant, 50% on March 7, 2012, 75% on March 7, 2013, and 100% on March 7, 2014.
- The restricted stock units were issued pursuant to the Issuer's 2010 Executive and Key Manager Restricted Stock Unit Sub-Plan.
- Represents vested portion of award of restricted stock units, which vests 25% on date of grant.