Filing Details
- Accession Number:
- 0001209191-22-012835
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-02-24 19:19:48
- Reporting Period:
- 2022-02-22
- Accepted Time:
- 2022-02-24 19:19:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1642545 | Shockwave Medical Inc. | SWAV | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1602773 | Dan Puckett | C/O Shockwave Medical, Inc. 5403 Betsy Ross Drive Santa Clara CA 95054 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-02-22 | 254 | $4.03 | 51,661 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2022-02-22 | 3,567 | $17.00 | 55,228 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-02-22 | 3,821 | $140.43 | 51,407 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-02-22 | 3,907 | $140.57 | 47,500 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2022-02-22 | 2,800 | $150.55 | 44,700 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-02-23 | 2,762 | $158.76 | 41,938 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2022-02-22 | 254 | $0.00 | 254 | $4.03 |
| Common Stock | Stock Option | Disposition | 2022-02-22 | 3,567 | $0.00 | 3,567 | $17.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,255 | 2028-07-19 | No | 4 | M | Direct | |
| 14,430 | 2029-03-06 | No | 4 | M | Direct |
Footnotes
- 1/48th of the stock options vest monthly beginning on 8/19/2018, subject to the continued service to the Issuer by the Reporting Person on each vesting date.
- 1/48th of the stock options vest monthly beginning on 4/16/2019, subject to the continued service to the Issuer by the Reporting Person on each vesting date.
Billionaire Hedge Funds
