Home > Insider Trading > Filing (0000899243-22-007427)

Filing Details

Accession Number:: 0000899243-22-007427
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-02-23 17:48:01
Reporting Period:: 2022-02-18

Accepted Time:: 2022-02-23 17:48:01
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1653384	Runway Growth Finance Corp.	RWAY	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1504722	Brookfield Us Holdings Inc.	Brookfield Place, Suite 300 181 Bay St. P.o. Box 762 Toronto A6 M5J 2T3	No	No	Yes	No
1540230	Brookfield Holdings Canada Inc.	Brookfield Place, Suite 300 181 Bay St. P.o. Box 762 Toronto A6 M5J 2T3	No	No	Yes	No
1693272	Ocm Growth Holdings Llc	C/O Oaktree Capital Management, L.p. 333 S. Grand Ave., 28Th Floor Los Angeles CA 90071	Yes	No	Yes	No
1760437	Brookfield Bhs Advisors Llc	395 Ninth Avenue, 52Nd Floor New York NY 10001	No	No	Yes	No
1768973	Brookfield Us Inc.	Brookfield Place, 15Th Floor 250 Vesey Street New York NY 10281	No	No	Yes	No
1909267	Brookfield Multi-Strategy Fund Gp Llc	395 Ninth Avenue, 52Nd Floor New York NY 10001	No	No	Yes	No
1909269	Brookfield Public Securities Group Holdings Llc	Brookfield Place, 15Th Floor 250 Vesey Street New York NY 10281	No	No	Yes	No
1909657	Brookfield Multi-Strategy Master Fund Lp	395 Ninth Avenue, 52Nd Floor New York NY 10001	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $0.01 Per Share	Acquisiton	2022-02-18	11,461	$13.61	20,667,011	No	4	P	Direct
Common Stock, Par Value $0.01 Per Share	Acquisiton	2022-02-22	18,141	$13.39	20,685,152	No	4	P	Direct
Common Stock, Par Value $0.01 Per Share	Acquisiton	2022-02-23	18,372	$13.22	20,703,524	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Footnotes

Includes shares acquired pursuant to the issuer's dividend reinvestment plan.
OCM Growth Holdings, LLC, a Delaware limited liability company ("LLC")("OCMGH"), directly owns 20,628,524 shares of the common stock (the "Common Stock") of Runway Growth Finance Corp. ("Issuer"). Brookfield Multi-Strategy Master Fund LP, a Cayman Island exempted limited partnership ("Master Fund LP"), directly owns 75,000 shares of Common Stock of the Issuer. This Form 4 is being filed by (i) Oaktree Fund GP, LLC, a Delaware LLC ("GP LLC"), in its capacity as manager of OCMGH, (ii) Oaktree GP I, L.P., a Delaware limited partnership ("GP I LLC"), in its capacity as managing member of GP LLC, (iii) Oaktree Capital I, L.P., a Delaware limited partnership ("Capital I"), in its capacity as general partner of GP I, (iv) OCM Holdings I, LLC, a Delaware LLC ("Holdings I"), in its capacity as general partner of Capital I, (v) Oaktree Holdings, LLC, a Delaware LLC ("Holdings"),
(Continued from Footnote 2) in its capacity as managing member of Holdings I; (vi) Oaktree Capital Group, LLC, a Delaware LLC ("OCG"), in its capacity as managing member of Holdings; and (vii) Oaktree Capital Group Holdings GP, LLC, a Delaware LLC ("OCGH GP"), in its capacity as the indirect owner of the class B units of OCG; (viii) Brookfield Multi-Strategy Fund GP LLC, a Delaware LLC ("Multi-Fund Strategy Fund GP"), in its capacity as general partner of Master Fund LP; (xi) Brookfield BHS Advisors, LLC, a Delaware LLC ("BHS Advisors"), in its capacity as investment manager to Master Fund LP; (x) Brookfield Public Securities Group Holdings LLC, a Delaware LLC ("Securities Group Holdings"),
(Continued from Footnote 3) in its capacity as managing manager of BHS Advisors; (xi) Brookfield US Inc., a Delaware corporation ("Brookfield US"), in its capacity as managing member of Securities Group Holdings; (xii) Brookfield US Holdings Inc., a Canadian corporation ("Brookfield US Holdings"), in its capacity as the sole shareholder of Brookfield US; (xiii) Brookfield Holdings Canada Inc., a Canadian corporation ("Brookfield Holdings Canada"), in its capacity as the sole shareholder of Brookfield US Holdings; (xiv) Brookfield Asset Management Inc., a Canadian corporation ("BAM"), in its capacity as the indirect owner of the class A units of OCG and sole shareholder of Brookfield Holdings Canada; and (xv) BAM Partners Trust, a trust formed under the laws of Ontario, in its capacity as the sole owner of Class B Limited Voting Shares of BAM.
Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.
OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4.
The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors.
This transaction was effected pursuant to a Rule 10b-5 plan adopted by the Reporting Persons.