Filing Details
- Accession Number:
- 0001562180-22-001784
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-02-23 17:01:50
- Reporting Period:
- 2022-02-18
- Accepted Time:
- 2022-02-23 17:01:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1770121 | Sana Biotechnology Inc. | SANA | Biological Products, (No Disgnostic Substances) (2836) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1830054 | J. James Macdonald | C/O Sana Biotechnology, Inc. 188 East Blaine Street, Suite 400 Seattle WA 98102 | Evp & General Counsel | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-11-15 | 1,000 | $18.23 | 429,750 | No | 5 | A | Direct | |
Common Stock | Disposition | 2022-02-18 | 333 | $6.28 | 429,417 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | A | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,812 | Indirect | Held by The James J. MacDonald and Rena Chng Trust dtd 01/15/10 |
Common Stock | 125,000 | Indirect | Held by the KOM Trust |
Common Stock | 125,000 | Indirect | Held by the NMM Trust |
Footnotes
- The reporting person is voluntarily reporting the acquisition of shares of common stock of Sana Biotechnology, Inc. (the "Issuer") pursuant to the Sana Biotechnology, Inc. 2021 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of February 3, 2021 through November 15, 2021. This transaction is exempt under Rule 16b-3(c).
- In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on November 15, 2021.
- The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 4, 2021.