Filing Details

Accession Number:
0001562180-22-001784
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-02-23 17:01:50
Reporting Period:
2022-02-18
Accepted Time:
2022-02-23 17:01:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1770121 Sana Biotechnology Inc. SANA Biological Products, (No Disgnostic Substances) (2836) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1830054 J. James Macdonald C/O Sana Biotechnology, Inc.
188 East Blaine Street, Suite 400
Seattle WA 98102
Evp & General Counsel No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-11-15 1,000 $18.23 429,750 No 5 A Direct
Common Stock Disposition 2022-02-18 333 $6.28 429,417 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 A Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,812 Indirect Held by The James J. MacDonald and Rena Chng Trust dtd 01/15/10
Common Stock 125,000 Indirect Held by the KOM Trust
Common Stock 125,000 Indirect Held by the NMM Trust
Footnotes
  1. The reporting person is voluntarily reporting the acquisition of shares of common stock of Sana Biotechnology, Inc. (the "Issuer") pursuant to the Sana Biotechnology, Inc. 2021 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of February 3, 2021 through November 15, 2021. This transaction is exempt under Rule 16b-3(c).
  2. In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on November 15, 2021.
  3. The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 4, 2021.