Filing Details
- Accession Number:
- 0000899243-22-007340
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-02-23 13:49:22
- Reporting Period:
- 2022-02-18
- Accepted Time:
- 2022-02-23 13:49:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1034670 | Autoliv Inc | ALV | Motor Vehicle Parts & Accessories (3714) | 510378542 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1321564 | Svante Mogefors | C/O Autoliv, Inc. Klarabergsviadukten 70, Section B7 Stockholm V7 SE-111 64 | See Remarks | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-02-18 | 904 | $0.00 | 10,935 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2022-02-21 | 3,527 | $0.00 | 14,462 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-02-23 | 723 | $97.33 | 13,739 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2022-02-18 | 904 | $0.00 | 904 | $0.00 |
| Common Stock | Performance-Based Restricted Stock Units (2019 Grant) | Disposition | 2022-02-21 | 3,527 | $0.00 | 3,527 | $0.00 |
| Common Stock | Performance-Based Restricted Stock Units (2021 Grant) | Acquisiton | 2022-02-21 | 588 | $0.00 | 588 | $0.00 |
| Common Stock | Restricted Stock Unit | Acquisiton | 2022-02-21 | 670 | $0.00 | 670 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-02-18 | 2022-02-18 | No | 4 | M | Direct |
| 0 | 2022-02-21 | 2022-02-21 | No | 4 | M | Direct |
| 588 | No | 4 | A | Direct | ||
| 670 | 2025-02-21 | 2025-02-21 | No | 4 | A | Direct |
Footnotes
- Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of ALV common stock.
- Fractional RSUs are rounded down to the nearest whole number at vesting, the fractional amount is forfeited.
- Reflects performance-based restricted stock units (PSUs) that were granted in February 2019, which PSUs were earned over a three-year performance period (January 1, 2019 - December 31, 2021) based on the level of achievement of pre-determined performance goals related to (i) Order Intake (35%), and (ii) Earnings Per Share Growth in relation to Light Vehicle Production (65%). The goals were achieved above the threshold level.
- PSU awards granted in February 2021 are comprised of three separate one-year performance periods for each of calendar years 2021, 2022 and 2023. All PSUs will vest following 2023, to the extent earned and subject to the reporting person's continued employment. Reflects the PSUs that were earned over the first one-year performance period (January 1, 2021 - December 31, 2021) based on the level of achievement of pre-determined performance goals related to (i) Order Intake (30%), and (ii) Earnings Per Share (70%). The goals were achieved above the threshold level.
- The PSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the three-year performance period ending December 31, 2023 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.
- Sale to cover taxes made pursuant to a 10b5-1 trading plan.
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