Filing Details
- Accession Number:
- 0001209191-22-011731
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-02-22 16:59:33
- Reporting Period:
- 2022-02-14
- Accepted Time:
- 2022-02-22 16:59:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1828522 | Effector Therapeutics Inc. | EFTR | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1293973 | B Christopher Ehrlich | C/O Effector Therapeutics, Inc. 142 North Cedros Avenue, Suite B Solana Beach CA 92075 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-02-14 | 2,000 | $4.45 | 15,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2022-02-18 | 1,000 | $4.30 | 16,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 142,168 | Indirect | By Locust Walk Partners LLC |
Common Stock | 1,034 | Indirect | By Locust Walk Partners LLC |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in two transactions at prices ranging from $4.40 to $4.50. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- Represents shares held directly by the Sponsor, of which Locust Walk Partners LLC ("LWP") is a member. LWP has allocated these shares to the reporting person.
- Represents shares held directly by the Sponsor, of which LWP is a member. LWP has allocated these shares to the reporting person's spouse.